July 20th, 2021 · Common Contracts · 1000 similar Jones Soda Co – REGISTRATION RIGHTS AGREEMENT This Agreement is made pursuant to the 5.00% Senior Unsecured Convertible Debenture due July 14, 2023 (the “Convertible Debenture”), dated as of the date hereof, issued by the Company to the Investor. The Convertible Debenture is convertible into Units.
This Agreement is made pursuant to the 5.00% Senior Unsecured Convertible Debenture due July 14, 2023 (the “Convertible Debenture”), dated as of the date hereof, issued by the Company to the Investor. The Convertible Debenture is convertible into Units.
July 17th, 1998 · Common Contracts · 1000 similar Penwest Pharmaceuticals Co – AND RIGHTS AGENT
September 21st, 2007 · Common Contracts · 1000 similar Penford Corp – PENFORD CORPORATION, Issuer to , Trustee INDENTURE Dated as of , 200 Debt Securities INDENTURE, dated as of , 200 , from PENFORD CORPORATION, a Washington corporation (the “Company”), as issuer, to , a , as Trustee (the “Trustee”).
INDENTURE, dated as of , 200 , from PENFORD CORPORATION, a Washington corporation (the “Company”), as issuer, to , a , as Trustee (the “Trustee”).
November 26th, 2012 · Common Contracts · 990 similar Fisher Communications Inc – CREDIT AGREEMENT dated as of November 19, 2012 among FISHER COMMUNICATIONS, INC. The Lenders Party Hereto and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION as Administrative Agent Schedule 1.01A – Commitment Schedule Schedule 1.01B – Radio Stations Schedule 1.01C – Television Stations Schedule 3.05 – Properties Schedule 3.06 – Disclosed Matters Schedule 3.13 – Material Agreements Schedule 3.16 – Capitalization and Subsidiaries Schedule 3.20 – FCC Licenses Schedule 6.01 – Existing Indebtedness and Existing Letters of Credit Schedule 6.02 – Existing Liens Schedule 6.04 – Investments, Loans, Advances, Guarantees and Acquisitions Schedule 6.10 – Restrictive Agreements
Schedule 1.01A – Commitment Schedule Schedule 1.01B – Radio Stations Schedule 1.01C – Television Stations Schedule 3.05 – Properties Schedule 3.06 – Disclosed Matters Schedule 3.13 – Material Agreements Schedule 3.16 – Capitalization and Subsidiaries Schedule 3.20 – FCC Licenses Schedule 6.01 – Existing Indebtedness and Existing Letters of Credit Schedule 6.02 – Existing Liens Schedule 6.04 – Investments, Loans, Advances, Guarantees and Acquisitions Schedule 6.10 – Restrictive Agreements
July 31st, 2009 · Common Contracts · 786 similar ASTROTECH Corp \WA\ – ASTROTECH CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent Rights Agreement Dated as of July 29, 2009 Rights Agreement, dated as of July 29, 2009, between Astrotech Corporation, a Washington corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Rights Agent”).
Rights Agreement, dated as of July 29, 2009, between Astrotech Corporation, a Washington corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Rights Agent”).
April 29th, 2005 · Common Contracts · 657 similar Wm Variable Trust – AMONG
November 3rd, 2014 · Common Contracts · 467 similar Ingredion Inc – AGREEMENT AND PLAN OF MERGER among INGREDION INCORPORATED PROSPECT SUB, INC. and PENFORD CORPORATION Dated as of October 14, 2014 THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of October 14, 2014, is by and among Ingredion Incorporated, a Delaware corporation (“Parent”), Prospect Sub, Inc. a Washington corporation and a wholly owned subsidiary of Parent (“Merger Sub”) and Penford Corporation, a Washington corporation (the “Company”).
THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of October 14, 2014, is by and among Ingredion Incorporated, a Delaware corporation (“Parent”), Prospect Sub, Inc. a Washington corporation and a wholly owned subsidiary of Parent (“Merger Sub”) and Penford Corporation, a Washington corporation (the “Company”).
December 13th, 2013 · Common Contracts · 405 similar Itex Corp – ITEX CORPORATION and OTR, INC. Rights Agent FIRST AMENDMENT TO RIGHTS AGREEMENT Dated as of December 13, 2013 This First Amendment to Rights Agreement (the “Agreement”), is dated as of December 13, 2013, by and among ITEX Corporation, a Nevada corporation (the “Company”), and OTR, Inc., as rights agent (the “Rights Agent”), and amends that certain Rights Agreement dated March 11, 2011 between the Company and the Rights Agent.
This First Amendment to Rights Agreement (the “Agreement”), is dated as of December 13, 2013, by and among ITEX Corporation, a Nevada corporation (the “Company”), and OTR, Inc., as rights agent (the “Rights Agent”), and amends that certain Rights Agreement dated March 11, 2011 between the Company and the Rights Agent.
May 28th, 2015 · Common Contracts · 379 similar Northern Lights Fund Trust – SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of this 12th day of November, 2013, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, Inc. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
THIS AGREEMENT is made and entered into as of this 12th day of November, 2013, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, Inc. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
February 3rd, 2006 · Common Contracts · 350 similar Cell Therapeutics Inc – CELL THERAPEUTICS, INC. and [ ], as Warrant Agent FORM OF PREFERRED STOCK WARRANT AGREEMENT Dated as of PREFERRED STOCK WARRANT AGREEMENT, dated as of between Cell Therapeutics, Inc., a Washington corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
PREFERRED STOCK WARRANT AGREEMENT, dated as of between Cell Therapeutics, Inc., a Washington corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
November 28th, 2017 · Common Contracts · 338 similar Cti Biopharma Corp – Contract THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
February 14th, 2005 · Common Contracts · 304 similar Brainstorm Cell Therapeutics Inc – THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR...
July 30th, 2013 · Common Contracts · 255 similar Fisher Communications Inc – FIRST AMENDMENT TO CREDIT AGREEMENT CREDIT AGREEMENT (this “Agreement”) dated as of November 19, 2012, among FISHER COMMUNICATIONS, INC., the LENDERS party hereto, and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent.
CREDIT AGREEMENT (this “Agreement”) dated as of November 19, 2012, among FISHER COMMUNICATIONS, INC., the LENDERS party hereto, and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent.
July 14th, 2003 · Common Contracts · 245 similar Schnitzer Steel Industries Inc – EXHIBIT 10.1 ------------ CREDIT AGREEMENT Dated as of May 30, 2003
April 26th, 2007 · Common Contracts · 224 similar Refinery Science Corp – INDEMNIFICATION AGREEMENT This Indemnification Agreement (the “Agreement”) is made as of ____________, 2007, by and between Refinery Science Corp., a Texas corporation (the “Company”), and ____________ (the “Indemnitee”).
This Indemnification Agreement (the “Agreement”) is made as of ____________, 2007, by and between Refinery Science Corp., a Texas corporation (the “Company”), and ____________ (the “Indemnitee”).
September 2nd, 2009 · Common Contracts · 215 similar Flow International Corp – 7,825,000 Shares FLOW INTERNATIONAL CORPORATION Common Stock UNDERWRITING AGREEMENT Flow International Corporation, a Washington corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 7,825,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company has granted the Underwriter the option to purchase an aggregate of up to 1,173,750 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
Flow International Corporation, a Washington corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 7,825,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company has granted the Underwriter the option to purchase an aggregate of up to 1,173,750 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
February 3rd, 2006 · Common Contracts · 205 similar Cell Therapeutics Inc – CELL THERAPEUTICS, INC. and [ ], as Warrant Agent FORM OF DEBT SECURITIES WARRANT AGREEMENT Dated as of DEBT SECURITIES WARRANT AGREEMENT, dated as of between Cell Therapeutics, Inc., a Washington corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
DEBT SECURITIES WARRANT AGREEMENT, dated as of between Cell Therapeutics, Inc., a Washington corporation (the “Company”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “Warrant Agent”).
June 26th, 2000 · Common Contracts · 191 similar Summit Securities Inc /Id/ – INDENTURE between
November 22nd, 2000 · Common Contracts · 154 similar Snoqualmie Asset Fund Inc – CUSTODIAN CONTRACT Between SNOQUALMIE ASSET FUND, INC. and WASHINGTON MUTUAL BANK This Contract between SNOQUALMIE ASSET FUND, INC., (the “Fund”), a Maryland corporation, organized and existing under the laws of the state of Maryland, having its principal place of business at 1201 Third Avenue, WMT 1706, Seattle, Washington 98101, and WASHINGTON MUTUAL BANK, a state-chartered savings bank, having its principal place of business at 1201 Third Avenue, WMT 0602, Seattle, Washington 98101, hereinafter called the “Custodian,”
This Contract between SNOQUALMIE ASSET FUND, INC., (the “Fund”), a Maryland corporation, organized and existing under the laws of the state of Maryland, having its principal place of business at 1201 Third Avenue, WMT 1706, Seattle, Washington 98101, and WASHINGTON MUTUAL BANK, a state-chartered savings bank, having its principal place of business at 1201 Third Avenue, WMT 0602, Seattle, Washington 98101, hereinafter called the “Custodian,”
August 28th, 2014 · Common Contracts · 131 similar Advisors Inner Circle Fund – SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made as of this 1st day of May, 2014 by and between Cornerstone Advisors Inc., a Washington corporation with its principal place of business at 225 -- 108th Avenue NE, Suite 400,...
July 13th, 2006 · Common Contracts · 120 similar Poniard Pharmaceuticals, Inc. – LEASE AGREEMENT THIS LEASE AGREEMENT (this “Lease”) is made this 10th day of July, 2006, between ARE-SAN FRANCISCO NO. 17, LLC, a Delaware limited liability company (“Landlord”), and PONIARD PHARMACEUTICALS, INC., a Washington corporation (“Tenant”).
THIS LEASE AGREEMENT (this “Lease”) is made this 10th day of July, 2006, between ARE-SAN FRANCISCO NO. 17, LLC, a Delaware limited liability company (“Landlord”), and PONIARD PHARMACEUTICALS, INC., a Washington corporation (“Tenant”).
April 16th, 2018 · Common Contracts · 104 similar Smartsheet Inc – INDEMNITY AGREEMENT This Indemnity Agreement, dated as of ____________________ ____, 20___ is made by and between Smartsheet Inc., a Washington corporation (the “Company”), and _______________________________________, a director, officer or key employee of the Company or one of the Company’s subsidiaries or other service provider who satisfies the definition of Indemnifiable Person set forth below (the “Indemnitee”).
This Indemnity Agreement, dated as of ____________________ ____, 20___ is made by and between Smartsheet Inc., a Washington corporation (the “Company”), and _______________________________________, a director, officer or key employee of the Company or one of the Company’s subsidiaries or other service provider who satisfies the definition of Indemnifiable Person set forth below (the “Indemnitee”).
December 28th, 2009 · Common Contracts · 100 similar Cell Therapeutics Inc – CELL THERAPEUTICS, INC. AND COMPUTERSHARE TRUST COMPANY, N.A. AS RIGHTS AGENT SHAREHOLDER RIGHTS AGREEMENT DATED AS OF DECEMBER 28, 2009 SHAREHOLDER RIGHTS AGREEMENT, dated as of December 28, 2009 (this “Agreement”), between Cell Therapeutics, Inc., a Washington corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
SHAREHOLDER RIGHTS AGREEMENT, dated as of December 28, 2009 (this “Agreement”), between Cell Therapeutics, Inc., a Washington corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
July 12th, 2019 · Common Contracts · 93 similar Jones Soda Co – INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”), dated as of ____________________, is by and between Jones Soda Co., a Washington corporation (the “Company”), and _________________ (“Indemnitee”).
This Indemnification Agreement (“Agreement”), dated as of ____________________, is by and between Jones Soda Co., a Washington corporation (the “Company”), and _________________ (“Indemnitee”).
November 29th, 2011 · Common Contracts · 85 similar Huntington Bancshares Inc/Md – DEPOSIT AGREEMENT Dated November 29, 2011 Among HUNTINGTON BANCSHARES INCORPORATED AS THE COMPANY, MELLON INVESTOR SERVICES LLC AS DEPOSITARY, REGISTRAR AND TRANSFER AGENT And THE HOLDERS FROM TIME TO TIME OF THE RECEIPTS DESCRIBED HEREIN RELATING TO... DEPOSIT AGREEMENT, dated November 29, 2011, among HUNTINGTON BANCSHARES INCORPORATED, a Maryland corporation (the “Company”), MELLON INVESTOR SERVICES LLC (operating with the service name BNY Mellon Shareowner Services), a New Jersey limited liability company, and all holders from time to time of Receipts issued hereunder.
DEPOSIT AGREEMENT, dated November 29, 2011, among HUNTINGTON BANCSHARES INCORPORATED, a Maryland corporation (the “Company”), MELLON INVESTOR SERVICES LLC (operating with the service name BNY Mellon Shareowner Services), a New Jersey limited liability company, and all holders from time to time of Receipts issued hereunder.
January 27th, 2009 · Common Contracts · 83 similar Red Lion Hotels CORP – RED LION HOTELS CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY LLC Rights Agent PREFERRED SHARES RIGHTS AGREEMENT Dated as of January 26, 2009 any Associate or Affiliate thereof may, for $15.00, purchase shares of our common stock with a market value of $30.00, based on the market price of the common stock prior to such acquisition.
any Associate or Affiliate thereof may, for $15.00, purchase shares of our common stock with a market value of $30.00, based on the market price of the common stock prior to such acquisition.
November 1st, 2012 · Common Contracts · 83 similar Blucora, Inc. – PLAZA CENTER OFFICE LEASE This Office Lease (the “Lease”), dated as of the date set forth in Section 1 of the Summary of Basic Lease Information (the “Summary”), below, is made by and between PLAZA CENTER PROPERTY LLC, a Delaware limited liability company (“Landlord”), and BLUCORA, INC., a Delaware corporation (“Tenant”).
This Office Lease (the “Lease”), dated as of the date set forth in Section 1 of the Summary of Basic Lease Information (the “Summary”), below, is made by and between PLAZA CENTER PROPERTY LLC, a Delaware limited liability company (“Landlord”), and BLUCORA, INC., a Delaware corporation (“Tenant”).
August 28th, 2009 · Common Contracts · 80 similar Pacific Financial Corp – SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 25, 2009, by and among Pacific Financial Corporation, a Washington corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
This Securities Purchase Agreement (this “Agreement”) is dated as of August 25, 2009, by and among Pacific Financial Corporation, a Washington corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
February 16th, 2000 · Common Contracts · 79 similar Onvia Com Inc – Exhibit 4.5 THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR ANY STATE SECURITIES LAWS. NO SALE OR DISPOSITION MAY BE EFFECTED WITHOUT (i) EFFECTIVE REGISTRATION STATEMENTS RELATED THERETO, (ii) AN OPINION OF...
May 26th, 1998 · Common Contracts · 77 similar Aris Corp/ – FORM OF WARRANT AGREEMENT
November 9th, 2009 · Common Contracts · 73 similar Avi Biopharma Inc – LEASE by and between BMR-3450 MONTE VILLA PARKWAY LLC, a Delaware limited liability company and AVI BIOPHARMA, INC., an Oregon corporation This Access & Confidentiality Agreement (this “Agreement”) is entered into as of [ ], 20[ ] (the “Effective Date”), by and between AVI BIOPHARMA, INC., an Oregon corporation (“AVI”), and [ ] (“Recipient” and, together with AVI, each a “Party” and, together, the “Parties”).
This Access & Confidentiality Agreement (this “Agreement”) is entered into as of [ ], 20[ ] (the “Effective Date”), by and between AVI BIOPHARMA, INC., an Oregon corporation (“AVI”), and [ ] (“Recipient” and, together with AVI, each a “Party” and, together, the “Parties”).
December 24th, 2003 · Common Contracts · 72 similar Mercer International Inc – EXHIBIT 4.1 RIGHTS AGREEMENT Dated as of December 23, 2003
October 8th, 2021 · Common Contracts · 72 similar Harbor Custom Development, Inc. – WARRANT AGENCY AGREEMENT This WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) is dated as of October 7, 2021 (the “Issuance Date”) between Harbor Custom Development, Inc., a Washington corporation (the “Company”), and Mountain Share Transfer, Inc., a Georgia corporation (the “Warrant Agent”).
This WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) is dated as of October 7, 2021 (the “Issuance Date”) between Harbor Custom Development, Inc., a Washington corporation (the “Company”), and Mountain Share Transfer, Inc., a Georgia corporation (the “Warrant Agent”).
January 22nd, 2018 · Common Contracts · 68 similar Docusign Inc – WARRANT TO PURCHASE SHARES OF COMMON STOCK of DOCUSIGN, INC. Dated as of January 23, 2011 Void after the date specified in Section 7
July 22nd, 2010 · Common Contracts · 68 similar Global Mobiletech, Inc. – REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into effective as of July 7, 2010, between Global MobileTech, Inc, a Nevada corporation (the “Company”) and the persons who have executed omnibus or counterpart signature page(s) hereto (each, a “Purchaser” and collectively, the “Purchasers”).
This Registration Rights Agreement (this “Agreement”) is made and entered into effective as of July 7, 2010, between Global MobileTech, Inc, a Nevada corporation (the “Company”) and the persons who have executed omnibus or counterpart signature page(s) hereto (each, a “Purchaser” and collectively, the “Purchasers”).