May 21st, 2020 · Common Contracts · 261 similar Trust for Professional Managers – DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Terra Firma Asset Management LLC, the investment advisor to the Trust the (“Advisor”) is a party hereto with respect to Sections 3 F. and 6 only.
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Terra Firma Asset Management LLC, the investment advisor to the Trust the (“Advisor”) is a party hereto with respect to Sections 3 F. and 6 only.
August 27th, 2010 · Common Contracts · 223 similar Trust for Professional Managers – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 10th day of August, 2010, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
THIS AGREEMENT is made and entered into as of this 10th day of August, 2010, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
September 20th, 2010 · Common Contracts · 162 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT Cookson Peirce Core Equity Fund THIS INVESTMENT ADVISORY AGREEMENT is made as of the 1st day of July, 2010, by and between Trust for Professional Managers, (hereinafter called the “Trust”), on behalf of Cookson Peirce Core Equity Fund (the “Fund”), a series of the Trust, and Cookson, Peirce & Co., Inc. (hereinafter called the “Advisor;”).
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 1st day of July, 2010, by and between Trust for Professional Managers, (hereinafter called the “Trust”), on behalf of Cookson Peirce Core Equity Fund (the “Fund”), a series of the Trust, and Cookson, Peirce & Co., Inc. (hereinafter called the “Advisor;”).
August 22nd, 2019 · Common Contracts · 141 similar Integrity Funds – CUSTODY AGREEMENT Dated ______________, 2019 Between UMB BANK, N.A. and THE INTEGRITY FUNDS This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
April 8th, 2016 · Common Contracts · 118 similar Trust for Professional Managers – FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 11th day of April, 2016, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of the 11th day of April, 2016, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
September 26th, 2018 · Common Contracts · 109 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with JENSEN INVESTMENT MANAGEMENT, INC. THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 28th day of February, 2018, by and between Trust for Professional Managers (hereinafter called the “Trust”), on behalf of the series of the Trust as listed in Schedule A attached hereto (the “Fund”), and Jensen Investment Management, Inc. (hereinafter called the “Adviser”).
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 28th day of February, 2018, by and between Trust for Professional Managers (hereinafter called the “Trust”), on behalf of the series of the Trust as listed in Schedule A attached hereto (the “Fund”), and Jensen Investment Management, Inc. (hereinafter called the “Adviser”).
September 30th, 2010 · Common Contracts · 90 similar Trust for Professional Managers – CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of August 24, 2010, between Trust for Professional Managers, on behalf of its series, the Heartland International Small Cap Fund, a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
THIS AGREEMENT, dated as of August 24, 2010, between Trust for Professional Managers, on behalf of its series, the Heartland International Small Cap Fund, a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
August 1st, 2005 · Common Contracts · 61 similar Trust for Professional Managers – DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as this 19th of July, 2005, by and among Trust for Professional Managers, a Delaware business Trust (the “Trust”), on behalf of the Cookson Peirce Core Equity Fund and Cookson, Peirce & Co., Inc. (the “Advisor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
THIS AGREEMENT is made and entered into as this 19th of July, 2005, by and among Trust for Professional Managers, a Delaware business Trust (the “Trust”), on behalf of the Cookson Peirce Core Equity Fund and Cookson, Peirce & Co., Inc. (the “Advisor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
December 28th, 2017 · Common Contracts · 60 similar Trust for Professional Managers – INVESTMENT SUB-ADVISORY AGREEMENT This Investment Sub-Advisory Agreement (“Agreement”) made as of April 27, 2017 (the “Effective Date”), by and among Epoch Investment Partners, Inc. a Delaware corporation located at 399 Park Avenue, New York, New York 10022 (the “Sub-Advisor”), and Envestnet Asset Management, Inc., a Delaware corporation located at 35 East Wacker Drive, Suite 2400, Chicago, Illinois 60601 (the “Advisor”).
This Investment Sub-Advisory Agreement (“Agreement”) made as of April 27, 2017 (the “Effective Date”), by and among Epoch Investment Partners, Inc. a Delaware corporation located at 399 Park Avenue, New York, New York 10022 (the “Sub-Advisor”), and Envestnet Asset Management, Inc., a Delaware corporation located at 35 East Wacker Drive, Suite 2400, Chicago, Illinois 60601 (the “Advisor”).
March 3rd, 2021 · Common Contracts · 53 similar Trust for Professional Managers – ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 30th day of September 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, 2nd Floor, Milwaukee, Wisconsin 53202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101.
This Distribution Agreement (the “Agreement”) is made this 30th day of September 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, 2nd Floor, Milwaukee, Wisconsin 53202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101.
June 9th, 2011 · Common Contracts · 49 similar Trust for Professional Managers – TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 28th day of April, 2011, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of the 28th day of April, 2011, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
August 22nd, 2019 · Common Contracts · 44 similar Integrity Funds – THE INTEGRITY FUNDS on behalf of the INTEGRITY SHORT TERM GOVERNMENT FUND FORM OF INVESTMENT ADVISORY AGREEMENT AGREEMENT, effective commencing on January 18, 2020, Viking Fund Management, LLC, (the “Adviser”) and The Integrity Funds (the “Trust”) on behalf of Integrity Short Term Government Fund (the “Fund”).
AGREEMENT, effective commencing on January 18, 2020, Viking Fund Management, LLC, (the “Adviser”) and The Integrity Funds (the “Trust”) on behalf of Integrity Short Term Government Fund (the “Fund”).
August 14th, 2008 · Common Contracts · 35 similar Trust for Professional Managers – FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 21st day of July, 2008, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of this 21st day of July, 2008, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
April 8th, 2016 · Common Contracts · 26 similar Trust for Professional Managers – FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 11th day of April, 2016, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of this 11th day of April, 2016, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
March 3rd, 2021 · Common Contracts · 23 similar Trust for Professional Managers – AUTHORIZED PARTICIPANT AGREEMENT TRUST FOR PROFESSIONAL MANAGERS This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Trust for Professional Managers (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therei
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Trust for Professional Managers (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therei
January 8th, 2018 · Common Contracts · 20 similar Trust for Professional Managers – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 8th day of January, 2018, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit B hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
THIS AGREEMENT is made and entered into as of this 8th day of January, 2018, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit B hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
June 25th, 2015 · Common Contracts · 14 similar Trust for Professional Managers – INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of the 23rd day of March, 2015, by and among _____, (the “Sub-Advisor”), and Aurora Investment Management L.L.C. a Delaware limited liability company located at 300 North LaSalle Street, 52nd Floor, Chicago, Illinois 60654 (the “Advisor”).
AGREEMENT made as of the 23rd day of March, 2015, by and among _____, (the “Sub-Advisor”), and Aurora Investment Management L.L.C. a Delaware limited liability company located at 300 North LaSalle Street, 52nd Floor, Chicago, Illinois 60654 (the “Advisor”).
September 23rd, 2021 · Common Contracts · 11 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with BARRETT ASSET MANAGEMENT, LLC THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of August 12, 2021, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Barrett Asset Management, LLC (hereinafter called the “Adviser”), the investment adviser for the Fund.
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of August 12, 2021, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Barrett Asset Management, LLC (hereinafter called the “Adviser”), the investment adviser for the Fund.
October 28th, 2014 · Common Contracts · 10 similar Trust for Professional Managers – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of October, 2014, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
THIS AGREEMENT is made and entered into as of this 28th day of October, 2014, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
March 28th, 2019 · Common Contracts · 9 similar Trust for Professional Managers – INVESTMENT ADVISORY AGREEMENT with CONVERGENCE INVESTMENT PARTNERS, LLC THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 1st day of November, 2018, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”), and Convergence Investment Partners, LLC (hereinafter called the “Adviser”), the investment adviser for the Funds.
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 1st day of November, 2018, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”), and Convergence Investment Partners, LLC (hereinafter called the “Adviser”), the investment adviser for the Funds.
August 1st, 2005 · Common Contracts · 8 similar Trust for Professional Managers – FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 19th of July, 2005, by and between the Trust for Professional Managers, a Delaware business Trust (the “Trust”) on behalf of the Cookson Peirce Core Equity Fund and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of this 19th of July, 2005, by and between the Trust for Professional Managers, a Delaware business Trust (the “Trust”) on behalf of the Cookson Peirce Core Equity Fund and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
December 20th, 2018 · Common Contracts · 7 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with FIERA CAPITAL INC. THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of the 29th day of December, 2017, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Fiera Capital Inc. (the “Adviser”), a Delaware corporation.
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of the 29th day of December, 2017, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Fiera Capital Inc. (the “Adviser”), a Delaware corporation.
April 9th, 2013 · Common Contracts · 7 similar Trust for Professional Managers – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 21st day of February, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
THIS AGREEMENT is made and entered into as of this 21st day of February, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
May 27th, 2015 · Common Contracts · 6 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT with THE APPLETON GROUP, LLC THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 29th day of May, 2015, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and The Appleton Group, LLC (hereinafter called the “Advisor”), a Wisconsin limited liability company.
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 29th day of May, 2015, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and The Appleton Group, LLC (hereinafter called the “Advisor”), a Wisconsin limited liability company.
July 30th, 2010 · Common Contracts · 5 similar Trust for Professional Managers – AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 29th day of March, 2010, by and between The Barrett Funds, a Delaware statutory trust, with its principal place of business at 90 Park Avenue, New York, New York 10016, with respect to the Barrett Growth Fund (the “Acquired Fund”), a separate series of The Barrett Funds, and Trust for Professional Managers (“TPM”) a Delaware statutory trust, with its principal place of business at 615 East Michigan Street, Milwaukee, Wisconsin 53202, with respect to the Barrett Growth Fund, a separate series of TPM (the “Acquiring Fund” and, collectively with the Acquired Fund, the “Funds”).
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 29th day of March, 2010, by and between The Barrett Funds, a Delaware statutory trust, with its principal place of business at 90 Park Avenue, New York, New York 10016, with respect to the Barrett Growth Fund (the “Acquired Fund”), a separate series of The Barrett Funds, and Trust for Professional Managers (“TPM”) a Delaware statutory trust, with its principal place of business at 615 East Michigan Street, Milwaukee, Wisconsin 53202, with respect to the Barrett Growth Fund, a separate series of TPM (the “Acquiring Fund” and, collectively with the Acquired Fund, the “Funds”).
February 25th, 2013 · Common Contracts · 5 similar Trust for Professional Managers – AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT THIS AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of the 24th day of January, 2013, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Sub-Adviser”), and Tiedemann Wealth Management, LLC, a Delaware limited liability company (the “Adviser”).
THIS AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of the 24th day of January, 2013, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Sub-Adviser”), and Tiedemann Wealth Management, LLC, a Delaware limited liability company (the “Adviser”).
January 8th, 2018 · Common Contracts · 5 similar Trust for Professional Managers – FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 8th day of January, 2018, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of the 8th day of January, 2018, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
December 29th, 2021 · Common Contracts · 5 similar Total Fund Solution – DRAFT – FOR DISCUSSION PURPOSES ONLY – SUBJECT TO REVISION [DATE] You have requested our opinion as to certain federal income tax consequences of the Reorganization of the Target Fund, pursuant to which: (i) the Acquiring Fund will acquire the Assets and Liabilities of the Target Fund in exchange for shares of the corresponding Acquiring Fund of equal value to the net assets of the Target Fund being acquired, and (ii) such shares of the Acquiring Fund will be distributed, by the Target Fund, to shareholders of the Target Fund, in connection with the liquidation of the Target Fund, all upon the terms and conditions of the Agreement (each such transaction, a “Reorganization” and collectively, the “Reorganizations”). Following its liquidation, a Target Fund will be dissolved. Each Acquiring Fund is, and will be immediately prior to Closing, a shell series, without assets (other than seed capital) or liabilities, created for the purpose of acquiring the Assets and Liabilities of the Target Fund. Capitalized terms not otherwise defined herein shall have t
You have requested our opinion as to certain federal income tax consequences of the Reorganization of the Target Fund, pursuant to which: (i) the Acquiring Fund will acquire the Assets and Liabilities of the Target Fund in exchange for shares of the corresponding Acquiring Fund of equal value to the net assets of the Target Fund being acquired, and (ii) such shares of the Acquiring Fund will be distributed, by the Target Fund, to shareholders of the Target Fund, in connection with the liquidation of the Target Fund, all upon the terms and conditions of the Agreement (each such transaction, a “Reorganization” and collectively, the “Reorganizations”). Following its liquidation, a Target Fund will be dissolved. Each Acquiring Fund is, and will be immediately prior to Closing, a shell series, without assets (other than seed capital) or liabilities, created for the purpose of acquiring the Assets and Liabilities of the Target Fund. Capitalized terms not otherwise defined herein shall have t
December 20th, 2013 · Common Contracts · 5 similar Trust for Professional Managers – TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 24th day of October, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of the 24th day of October, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
December 19th, 2003 · Common Contracts · 4 similar Zodiac Trust – FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of August, 2001 by and between Zodiac Trust, a Delaware business trust (the "Trust") and Firstar Mutual Fund Services, LLC, a Wisconsin limited...
December 19th, 2007 · Common Contracts · 4 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT SMEAD VALUE FUND THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of October, 2007, by and between Trust for Professional Managers, (the “Trust”), on behalf of the Smead Value Fund (the “Fund”), a series of the Trust, and Smead Capital Management, Inc., the investment adviser to the Fund (the “Adviser”).
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of October, 2007, by and between Trust for Professional Managers, (the “Trust”), on behalf of the Smead Value Fund (the “Fund”), a series of the Trust, and Smead Capital Management, Inc., the investment adviser to the Fund (the “Adviser”).
August 1st, 2005 · Common Contracts · 4 similar Trust for Professional Managers – FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this19th day of July, 2005, by and between Trust for Professional Managers, a Delaware business trust (the “Trust”) on behalf of the Cookson Peirce Core Equity Fund and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AGREEMENT is made and entered into as of this19th day of July, 2005, by and between Trust for Professional Managers, a Delaware business trust (the “Trust”) on behalf of the Cookson Peirce Core Equity Fund and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
December 15th, 2015 · Common Contracts · 4 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with SAMSON CAPITAL ADVISORS LLC THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 30th day of October, 2015, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Samson Capital Advisors LLC (the “Adviser”), a New York limited liability company.
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 30th day of October, 2015, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Samson Capital Advisors LLC (the “Adviser”), a New York limited liability company.
May 21st, 2020 · Common Contracts · 3 similar Trust for Professional Managers – TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with TERRA FIRMA ASSET MANAGEMENT, LLC THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 23rd day of April, 2020, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 23rd day of April, 2020, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.
September 9th, 2008 · Common Contracts · 3 similar Trust for Professional Managers – STANDARD & POOR’S MASTER INDEX LICENSE AGREEMENT This AGREEMENT, entered into as of the Effective Date, as set forth below, is made by and between STANDARD & POOR’S, a division of The McGraw-Hill Companies, Inc., a New York corporation (“S&P”) whose principal office is located at 55 Water Street, New York, New York 10041; and
This AGREEMENT, entered into as of the Effective Date, as set forth below, is made by and between STANDARD & POOR’S, a division of The McGraw-Hill Companies, Inc., a New York corporation (“S&P”) whose principal office is located at 55 Water Street, New York, New York 10041; and