December 17th, 2021 · Common Contracts · 1000 similar Lion Group Holding LTD – SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 13, 2021, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
This Securities Purchase Agreement (this “Agreement”) is dated as of December 13, 2021, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
December 17th, 2021 · Common Contracts · 1000 similar Lion Group Holding LTD – REGISTRATION RIGHTS AGREEMENT
December 14th, 2017 · Common Contracts · 1000 similar Schwab Charles Corp – SENIOR INDENTURE THE CHARLES SCHWAB CORPORATION TO THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Trustee Dated as of June 5, 2009 SENIOR INDENTURE, dated as of June 5, 2009 (the “Indenture”), between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (hereinafter called the “Company”) having its principal office at 120 Kearny Street, San Francisco, California 94108, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association, as Trustee (hereinafter called the “Trustee”).
SENIOR INDENTURE, dated as of June 5, 2009 (the “Indenture”), between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (hereinafter called the “Company”) having its principal office at 120 Kearny Street, San Francisco, California 94108, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association, as Trustee (hereinafter called the “Trustee”).
August 10th, 2001 · Common Contracts · 1000 similar Instinet Group Inc – and
September 26th, 2019 · Common Contracts · 1000 similar JMP Group LLC – JMP GROUP LLC AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of September 26, 2019 Debt Securities INDENTURE (the “Indenture”), dated as of September 26, 2019, between JMP GROUP LLC, a limited liability company existing under the laws of the State of Delaware (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”).
INDENTURE (the “Indenture”), dated as of September 26, 2019, between JMP GROUP LLC, a limited liability company existing under the laws of the State of Delaware (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”).
September 24th, 2013 · Common Contracts · 1000 similar Intl Fcstone Inc. – CREDIT AGREEMENT Dated as of September 20, 2013 among INTL FCSTONE INC., as Borrower, THE SUBSIDIARIES OF THE INTL FCSTONE INC. IDENTIFIED HEREIN, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, and... This CREDIT AGREEMENT is entered into as of September 20, 2013 among INTL FCSTONE INC., a Delaware corporation (the “Borrower”), the Guarantors (defined herein), the Lenders (defined herein) and BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer.
This CREDIT AGREEMENT is entered into as of September 20, 2013 among INTL FCSTONE INC., a Delaware corporation (the “Borrower”), the Guarantors (defined herein), the Lenders (defined herein) and BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer.
April 14th, 2022 · Common Contracts · 990 similar Robinhood Markets, Inc. – AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 11, 2022 among ROBINHOOD SECURITIES, LLC, as Borrower The Lenders Party Hereto, AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) dated as of April 11, 2022, among ROBINHOOD SECURITIES, LLC, a Delaware limited liability company (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) dated as of April 11, 2022, among ROBINHOOD SECURITIES, LLC, a Delaware limited liability company (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
May 20th, 2020 · Common Contracts · 925 similar Deutsche Bank Trust Co Americas/ ADR Group – DEPOSIT AGREEMENT DEPOSIT AGREEMENT, dated as of [●], 2020, by and among (i) Lion Group Holding Ltd., a company incorporated in the Cayman Islands, with its principal executive office at Unit A-C, 33/F, Tower A, Billion Center, 1 Wang Kwong Road, Kowloon Bay, Hong Kong and its registered office at 89 Nexus Way, Camana Bay, Grand Cayman, KY1-9009, Cayman Islands (together with its successors, the “Company”), (ii) Deutsche Bank Trust Company Americas, an indirect wholly owned subsidiary of Deutsche Bank A.G., acting in its capacity as depositary, with its principal office at 60 Wall Street, New York, NY 10005, United States of America (the “Depositary”, which term shall include any successor depositary hereunder) and (iii) all Holders and Beneficial Owners of American Depositary Shares evidenced by American Depositary Receipts issued hereunder (all such capitalized terms as hereinafter defined).
DEPOSIT AGREEMENT, dated as of [●], 2020, by and among (i) Lion Group Holding Ltd., a company incorporated in the Cayman Islands, with its principal executive office at Unit A-C, 33/F, Tower A, Billion Center, 1 Wang Kwong Road, Kowloon Bay, Hong Kong and its registered office at 89 Nexus Way, Camana Bay, Grand Cayman, KY1-9009, Cayman Islands (together with its successors, the “Company”), (ii) Deutsche Bank Trust Company Americas, an indirect wholly owned subsidiary of Deutsche Bank A.G., acting in its capacity as depositary, with its principal office at 60 Wall Street, New York, NY 10005, United States of America (the “Depositary”, which term shall include any successor depositary hereunder) and (iii) all Holders and Beneficial Owners of American Depositary Shares evidenced by American Depositary Receipts issued hereunder (all such capitalized terms as hereinafter defined).
July 21st, 2021 · Common Contracts · 914 similar Stifel Financial Corp – STIFEL FINANCIAL CORP. (a Delaware corporation) 12,000,000 Depositary Shares, each representing a 1/1000th interest in a share of Stifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, BofA Securities, Inc. and Wells Fargo Securities, LLC (“Wells Fargo Securities”) are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 12,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D (the “Preferred Stock”) of the Company (the “Securities”). The shares of Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated on or prior to July 22, 2021 relating
Stifel Financial Corp., a Delaware corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. (“KBW”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, BofA Securities, Inc. and Wells Fargo Securities, LLC (“Wells Fargo Securities”) are acting as representatives (in such capacity, the “Representatives”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 12,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D (the “Preferred Stock”) of the Company (the “Securities”). The shares of Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated on or prior to July 22, 2021 relating
July 17th, 2001 · Common Contracts · 786 similar E Trade Group Inc – RIGHTS AGREEMENT
June 19th, 2015 · Common Contracts · 686 similar Sidoti & Company, Inc. – Indemnification Agreement THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of June [__], 2015 between Sidoti & Company, Inc., a Delaware corporation (the “Company”), and [NAME] (“Indemnitee”).
THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of June [__], 2015 between Sidoti & Company, Inc., a Delaware corporation (the “Company”), and [NAME] (“Indemnitee”).
October 27th, 2017 · Common Contracts · 670 similar Marketaxess Holdings Inc – INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of _________ __, 201_ by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and _________________ (“Indemnitee”).
This Indemnification Agreement (“Agreement”) is made as of _________ __, 201_ by and between MarketAxess Holdings Inc., a Delaware corporation (the “Company”), and _________________ (“Indemnitee”).
May 21st, 2013 · Common Contracts · 627 similar RCS Capital Corp – • ] Shares RCS Capital Corporation Class A Common Stock UNDERWRITING AGREEMENT
June 15th, 2018 · Common Contracts · 599 similar Goldman Sachs Group Inc – GRIFFON CORPORATION 4,855,109 Shares of Common Stock plus an option to purchase from the Selling Stockholders up to 728,266 Shares of Common Stock Underwriting Agreement
April 3rd, 2006 · Common Contracts · 532 similar Rush Financial Technologies Inc – ARTICLE I. DEFINITIONS
September 10th, 2021 · Common Contracts · 467 similar JMP Group LLC – AGREEMENT AND PLAN OF MERGER by and among CITIZENS FINANCIAL GROUP, INC, JOLT ACQUISITION LLC and JMP GROUP LLC Dated as of September 8, 2021 This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of September 8, 2021, is by and among Citizens Financial Group, Inc., a Delaware corporation (“Parent”), Jolt Acquisition LLC, a Delaware limited liability company and a wholly-owned Subsidiary of Parent (“Merger Sub”), and JMP Group LLC, a Delaware limited liability company (the “Company,” with the Company, Parent and Merger Sub sometimes being hereinafter referred to individually as a “Party” and collectively as the “Parties”).
This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of September 8, 2021, is by and among Citizens Financial Group, Inc., a Delaware corporation (“Parent”), Jolt Acquisition LLC, a Delaware limited liability company and a wholly-owned Subsidiary of Parent (“Merger Sub”), and JMP Group LLC, a Delaware limited liability company (the “Company,” with the Company, Parent and Merger Sub sometimes being hereinafter referred to individually as a “Party” and collectively as the “Parties”).
September 12th, 2019 · Common Contracts · 431 similar Futu Holdings LTD – FUTU HOLDINGS LIMITED AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement March 7, 2019 DEPOSIT AGREEMENT dated as of ______________, 2019 among FUTU HOLDINGS LIMITED, a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
DEPOSIT AGREEMENT dated as of ______________, 2019 among FUTU HOLDINGS LIMITED, a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
May 6th, 2010 · Common Contracts · 426 similar Greenhill & Co Inc – Greenhill & Co., Inc. Common Stock, par value $0.01 per share Underwriting Agreement Certain stockholders named in Schedule II hereto (the “Selling Stockholders”) of Greenhill & Co., Inc., a Delaware corporation (the “Company”), propose, subject to the terms and conditions stated herein, to sell to you (the “Underwriter”) an aggregate of 3,000,000 shares (the “Shares”) of Common Stock, par value $0.01 per share (“Stock”), of the Company. References herein to “any Underwriter”, “each Underwriter”, “each of the Underwriters”, “the Underwriters”, the “several Underwriters” and similar terms shall be deemed in each instance to refer to Goldman, Sachs & Co., in its capacity as sole Underwriter pursuant hereto.
Certain stockholders named in Schedule II hereto (the “Selling Stockholders”) of Greenhill & Co., Inc., a Delaware corporation (the “Company”), propose, subject to the terms and conditions stated herein, to sell to you (the “Underwriter”) an aggregate of 3,000,000 shares (the “Shares”) of Common Stock, par value $0.01 per share (“Stock”), of the Company. References herein to “any Underwriter”, “each Underwriter”, “each of the Underwriters”, “the Underwriters”, the “several Underwriters” and similar terms shall be deemed in each instance to refer to Goldman, Sachs & Co., in its capacity as sole Underwriter pursuant hereto.
July 5th, 2007 · Common Contracts · 422 similar Stifel Financial Corp – AMENDED AND RESTATED TRUST AGREEMENT among STIFEL FINANCIAL CORP., as Depositor WILMINGTON TRUST COMPANY, as Property Trustee WILMINGTON TRUST COMPANY, as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES NAMED HEREIN as Administrative Trustees Dated... SECURITY FOR ITS OWN ACCOUNT, OR FOR THE ACCOUNT OF AN "ACCREDITED INVESTOR," WITHIN THE MEANING OF SUBPARAGRAPH (a) (1), (2), (3) OR (7) OF RULE 501 UNDER THE SECURITIES ACT, FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TO, OR FOR OFFER OR SALE IN CONNECTION WITH, ANY DISTRIBUTION IN VIOLATION OF THE SECURITIES ACT, IN EACH CASE IN ACCORDANCE WITH ANY APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR ANY OTHER APPLICABLE JURISDICTION AND, IN THE CASE OF (III), SUBJECT TO THE RIGHT OF THE TRUST AND THE DEPOSITOR TO REQUIRE AN OPINION OF COUNSEL ADDRESSING COMPLIANCE WITH THE U.S. SECURITIES LAWS, AND OTHER INFORMATION SATISFACTORY TO EACH OF THEM AND (B) THE HOLDER WILL NOTIFY ANY PURCHASER OF ANY PREFERRED SECURITIES FROM IT OF THE RESALE RESTRICTIONS REFERRED TO IN (A) ABOVE.
SECURITY FOR ITS OWN ACCOUNT, OR FOR THE ACCOUNT OF AN "ACCREDITED INVESTOR," WITHIN THE MEANING OF SUBPARAGRAPH (a) (1), (2), (3) OR (7) OF RULE 501 UNDER THE SECURITIES ACT, FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TO, OR FOR OFFER OR SALE IN CONNECTION WITH, ANY DISTRIBUTION IN VIOLATION OF THE SECURITIES ACT, IN EACH CASE IN ACCORDANCE WITH ANY APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR ANY OTHER APPLICABLE JURISDICTION AND, IN THE CASE OF (III), SUBJECT TO THE RIGHT OF THE TRUST AND THE DEPOSITOR TO REQUIRE AN OPINION OF COUNSEL ADDRESSING COMPLIANCE WITH THE U.S. SECURITIES LAWS, AND OTHER INFORMATION SATISFACTORY TO EACH OF THEM AND (B) THE HOLDER WILL NOTIFY ANY PURCHASER OF ANY PREFERRED SECURITIES FROM IT OF THE RESALE RESTRICTIONS REFERRED TO IN (A) ABOVE.
September 29th, 2014 · Common Contracts · 417 similar TD AMERITRADE Online Holdings Corp. – TD AMERITRADE HOLDING CORPORATION, as Issuer and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of [ ], 2014 INDENTURE, dated as of [ ], 2014, among TD AMERITRADE HOLDING CORPORATION, a Delaware corporation (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association duly incorporated and existing under the laws of the United States of America (the “Trustee”).
INDENTURE, dated as of [ ], 2014, among TD AMERITRADE HOLDING CORPORATION, a Delaware corporation (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association duly incorporated and existing under the laws of the United States of America (the “Trustee”).
December 20th, 2021 · Common Contracts · 405 similar Navient Corp – NAVIENT CORPORATION and COMPUTERSHARE TRUST COMPANY, N.A. Rights Agreement Dated as of December 20, 2021 This Rights Agreement (this “Agreement”) is dated as of December 20, 2021, between Navient Corporation, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”).
This Rights Agreement (this “Agreement”) is dated as of December 20, 2021, between Navient Corporation, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as rights agent (the “Rights Agent”).
September 8th, 2010 · Common Contracts · 400 similar Nomura Holdings Inc – NOMURA HOLDINGS, INC. Issuer TO DEUTSCHE BANK TRUST COMPANY AMERICAS Trustee Amended and Restated Senior Debt Indenture Dated as of [ ], 2010
June 14th, 2021 · Common Contracts · 399 similar WisdomTree Investments, Inc. – WISDOMTREE INVESTMENTS, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of June 14, 2021 3.25% Convertible Senior Notes due 2026 INDENTURE dated as of June 14, 2021 between WISDOMTREE INVESTMENTS, INC., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
INDENTURE dated as of June 14, 2021 between WISDOMTREE INVESTMENTS, INC., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
September 15th, 2006 · Common Contracts · 341 similar International Assets Holding Corp – SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September 14, 2006, by and among International Assets Holding Corporation, a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September 14, 2006, by and among International Assets Holding Corporation, a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
September 30th, 2016 · Common Contracts · 334 similar Credit Suisse Group Funding (Guernsey) LTD – CREDIT SUISSE GROUP FUNDING (GUERNSEY) LIMITED $2,000,000,000 3.800% Senior Notes due 2023 REGISTRATION RIGHTS AGREEMENT Credit Suisse Group Funding (Guernsey) Limited, a Guernsey incorporated non- cellular company limited by shares (the “Issuer”), proposes to issue and sell to Credit Suisse Securities (USA) LLC and the several initial purchasers named in the Purchase Agreement (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $2,000,000,000 aggregate principal amount of its 3.800% Senior Notes due 2023 (the “Initial Securities”) to be unconditionally guaranteed by Credit Suisse Group AG (the “Guarantor” and together with the Issuer, the “Company”). The Initial Securities will be issued pursuant to an Indenture, to be dated as of June 10, 2016 (the “Indenture”) among the Issuer, the Guarantor and U.S. Bank National Association (the “Trustee”). As an inducement to the Initial Purchasers, the Company agrees with the Initial Purchasers, for the benefit of the holders of the Initial Securities (including, without limit
Credit Suisse Group Funding (Guernsey) Limited, a Guernsey incorporated non- cellular company limited by shares (the “Issuer”), proposes to issue and sell to Credit Suisse Securities (USA) LLC and the several initial purchasers named in the Purchase Agreement (collectively, the “Initial Purchasers”), upon the terms set forth in a purchase agreement of even date herewith (the “Purchase Agreement”), $2,000,000,000 aggregate principal amount of its 3.800% Senior Notes due 2023 (the “Initial Securities”) to be unconditionally guaranteed by Credit Suisse Group AG (the “Guarantor” and together with the Issuer, the “Company”). The Initial Securities will be issued pursuant to an Indenture, to be dated as of June 10, 2016 (the “Indenture”) among the Issuer, the Guarantor and U.S. Bank National Association (the “Trustee”). As an inducement to the Initial Purchasers, the Company agrees with the Initial Purchasers, for the benefit of the holders of the Initial Securities (including, without limit
September 22nd, 2020 · Common Contracts · 319 similar Oppenheimer Holdings Inc – REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT dated September 22, 2020 (the “Agreement”) is entered into by and among Oppenheimer Holdings Inc, a Delaware corporation (the “Company”), E.A. Viner International Co., a Delaware corporation (“Viner”), Viner Finance Inc., a Delaware Corporation (“Viner Finance” and together with Viner, the “Guarantors”) and Oppenheimer & Co. Inc. (the “Initial Purchaser”).
This REGISTRATION RIGHTS AGREEMENT dated September 22, 2020 (the “Agreement”) is entered into by and among Oppenheimer Holdings Inc, a Delaware corporation (the “Company”), E.A. Viner International Co., a Delaware corporation (“Viner”), Viner Finance Inc., a Delaware Corporation (“Viner Finance” and together with Viner, the “Guarantors”) and Oppenheimer & Co. Inc. (the “Initial Purchaser”).
April 4th, 2000 · Common Contracts · 314 similar Labranche & Co Inc – as Issuer and
June 8th, 2009 · Common Contracts · 297 similar FBR Capital Markets Corp – FBR CAPITAL MARKETS CORPORATION, Issuer And Trustee INDENTURE Dated as of Subordinated Debt Securities INDENTURE, dated as of (the “Indenture”), between FBR Capital Markets Corporation, a corporation duly organized and existing under the laws of the Commonwealth of Virginia (the “Company”) and , as trustee (the “Trustee”).
INDENTURE, dated as of (the “Indenture”), between FBR Capital Markets Corporation, a corporation duly organized and existing under the laws of the Commonwealth of Virginia (the “Company”) and , as trustee (the “Trustee”).
February 14th, 2018 · Common Contracts · 295 similar Waddell & Reed Financial Inc – JOINT FILING AGREEMENT Waddell & Reed Financial, Inc., Waddell & Reed Financial Services, Inc., Waddell & Reed, Inc., Waddell & Reed Investment Management Company and Ivy Investment Management Company (the “Filing Persons”), hereby agree to file jointly a Schedule 13G and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class which is registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as required by Rule 13d-1 and Rule 13d-2 promulgated under the Securities Exchange Act of 1934. Each of the Filing Persons agrees that the information set forth in such Schedule 13G and any amendments thereto with respect to such Filing Person will be true, complete and correct as of the date of such Schedule 13G or such amendment, to the best of such Filing Person’s knowledge and belief, after reasonable inquiry. Each of the Filing Persons makes no representations as to the accuracy or adequacy of the information set f
Waddell & Reed Financial, Inc., Waddell & Reed Financial Services, Inc., Waddell & Reed, Inc., Waddell & Reed Investment Management Company and Ivy Investment Management Company (the “Filing Persons”), hereby agree to file jointly a Schedule 13G and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class which is registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as required by Rule 13d-1 and Rule 13d-2 promulgated under the Securities Exchange Act of 1934. Each of the Filing Persons agrees that the information set forth in such Schedule 13G and any amendments thereto with respect to such Filing Person will be true, complete and correct as of the date of such Schedule 13G or such amendment, to the best of such Filing Person’s knowledge and belief, after reasonable inquiry. Each of the Filing Persons makes no representations as to the accuracy or adequacy of the information set f
June 21st, 2006 · Common Contracts · 286 similar Clayton Dunning Group – SECURITIES PURCHASE AGREEMENT
April 13th, 2011 · Common Contracts · 264 similar Jefferies Group Inc /De/ – JEFFERIES GROUP, INC. (a Delaware corporation) Jefferies Group, Inc., a Delaware corporation (the “Company”), confirms its agreement with Jefferies & Company, Inc. and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Jefferies & Company, Inc. is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $800,000,000 aggregate principal amount of the Company’s 5.125% Senior Notes due 2018 (the “Notes,” referred to herein as the “Securities”). The Securities are to be issued pursuant to an Indenture dated as of March 12, 2002, as amended by the First Supplemental Indenture dated as of July 15, 2003 (as so amended, the “Indenture”), between the Company and The Bank of New York, as trus
Jefferies Group, Inc., a Delaware corporation (the “Company”), confirms its agreement with Jefferies & Company, Inc. and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Jefferies & Company, Inc. is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $800,000,000 aggregate principal amount of the Company’s 5.125% Senior Notes due 2018 (the “Notes,” referred to herein as the “Securities”). The Securities are to be issued pursuant to an Indenture dated as of March 12, 2002, as amended by the First Supplemental Indenture dated as of July 15, 2003 (as so amended, the “Indenture”), between the Company and The Bank of New York, as trus
October 13th, 2017 · Common Contracts · 255 similar Greenhill & Co Inc – CREDIT AGREEMENT dated as of October 12, 2017, among Greenhill & Co., Inc., as Borrower, The Lenders Party Hereto, Goldman Sachs Bank USA, as Administrative Agent, Goldman Sachs Bank USA, as Sole Lead Arranger, Sole Syndication Agent and Sole Bookrunner CREDIT AGREEMENT dated as of October 12, 2017 (this “Agreement”), among Greenhill & Co., Inc. (the “Borrower”), the Lenders party hereto and Goldman Sachs Bank USA (“Goldman Sachs”), as Administrative Agent.
CREDIT AGREEMENT dated as of October 12, 2017 (this “Agreement”), among Greenhill & Co., Inc. (the “Borrower”), the Lenders party hereto and Goldman Sachs Bank USA (“Goldman Sachs”), as Administrative Agent.
December 16th, 2020 · Common Contracts · 249 similar Lion Group Holding LTD – SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of December 14, 2020 (this “Agreement”), is among Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), Lion Wealth Limited, Lion Foreign Exchange Limited and Lion Wealth Management Limited (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders of the Company’s 9% Senior Secured Convertible Debentures due 30 months following their issuance, in the original aggregate principal amount of $1,600,000 (collectively, the “Debentures”) signatory hereto, their endorsees, transferees and assigns (collectively, the “Secured Parties”).
This SECURITY AGREEMENT, dated as of December 14, 2020 (this “Agreement”), is among Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), Lion Wealth Limited, Lion Foreign Exchange Limited and Lion Wealth Management Limited (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders of the Company’s 9% Senior Secured Convertible Debentures due 30 months following their issuance, in the original aggregate principal amount of $1,600,000 (collectively, the “Debentures”) signatory hereto, their endorsees, transferees and assigns (collectively, the “Secured Parties”).
May 29th, 2003 · Common Contracts · 249 similar MFC Bancorp LTD – MFC BANCORP LTD. AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AGREEMENT dated for reference and effective as of May 16, 2003 (amending and restating the Shareholder Protection Rights Plan Agreement dated as of May 18, 1993 and confirmed by...
November 5th, 2021 · Common Contracts · 237 similar Navient Corp – NAVIENT CORPORATION Underwriting Agreement Navient Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are collectively acting as the representatives (the “Representatives”), $750,000,000 principal amount of its 5.500% Senior Notes due 2029 (the “Securities”). The Securities will be issued pursuant to an Indenture, dated as of July 18, 2014 (the “Base Indenture”), between the Company and The Bank of New York Mellon, as trustee (the “Trustee”), as amended by a Thirteenth Supplemental Indenture to be dated as of November 4, 2021 (the “Thirteenth Supplemental Indenture” and together with the Base Indenture, the “Indenture”).
Navient Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are collectively acting as the representatives (the “Representatives”), $750,000,000 principal amount of its 5.500% Senior Notes due 2029 (the “Securities”). The Securities will be issued pursuant to an Indenture, dated as of July 18, 2014 (the “Base Indenture”), between the Company and The Bank of New York Mellon, as trustee (the “Trustee”), as amended by a Thirteenth Supplemental Indenture to be dated as of November 4, 2021 (the “Thirteenth Supplemental Indenture” and together with the Base Indenture, the “Indenture”).