May 19th, 2022 · Common Contracts · 612 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank National Association, as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank National Association, as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
April 21st, 2022 · Common Contracts · 466 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank National Association, as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
December 21st, 2012 · Common Contracts · 399 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of December 21, 2012 5.875% SENIOR CONVERTIBLE NOTES DUE 2019 INDENTURE, dated as of December 21, 2012 (this “Indenture”), between PROSPECT CAPITAL CORPORATION, a corporation organized under the laws of Maryland, as issuer (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as trustee hereunder (the “Trustee”).
INDENTURE, dated as of December 21, 2012 (this “Indenture”), between PROSPECT CAPITAL CORPORATION, a corporation organized under the laws of Maryland, as issuer (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as trustee hereunder (the “Trustee”).
August 14th, 2012 · Common Contracts · 103 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of August 14, 2012 5.75% SENIOR CONVERTIBLE NOTES DUE 2018 INDENTURE, dated as of August 14, 2012 (this “Indenture”), between PROSPECT CAPITAL CORPORATION, a corporation organized under the laws of Maryland, as issuer (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as trustee hereunder (the “Trustee”).
INDENTURE, dated as of August 14, 2012 (this “Indenture”), between PROSPECT CAPITAL CORPORATION, a corporation organized under the laws of Maryland, as issuer (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as trustee hereunder (the “Trustee”).
October 14th, 2014 · Common Contracts · 84 similar Prospect Capital Corp – CUSTODY AGREEMENT dated as of October 10, 2014 by and between PROSPECT YIELD CORPORATION, LLC
October 18th, 2013 · Common Contracts · 61 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
September 24th, 2021 · Common Contracts · 38 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION 3.437% Notes due 2028 UNDERWRITING AGREEMENT Underwriters Aggregate Principal Amount of Securities RBC Capital Markets, LLC $ 90,000,000 Goldman Sachs & Co. LLC 90,000,000 BNP Paribas Securities Corp. 22,500,000 KeyBanc Capital Markets Inc. 15,000,000 Barclays Capital Inc. 12,000,000 CIBC World Markets Corp. 12,000,000 Mizuho Securities USA LLC 12,000,000 R. Seelaus & Co., LLC 12,000,000 WauBank Securities LLC 9,000,000 M&T Securities, Inc. 7,500,000 Comerica Securities, Inc. 6,000,000 Morgan Stanley & Co. LLC 4,500,000 UBS Securities LLC 4,500,000 Incapital LLC 3,000,000 Total $ 300,000,000
Underwriters Aggregate Principal Amount of Securities RBC Capital Markets, LLC $ 90,000,000 Goldman Sachs & Co. LLC 90,000,000 BNP Paribas Securities Corp. 22,500,000 KeyBanc Capital Markets Inc. 15,000,000 Barclays Capital Inc. 12,000,000 CIBC World Markets Corp. 12,000,000 Mizuho Securities USA LLC 12,000,000 R. Seelaus & Co., LLC 12,000,000 WauBank Securities LLC 9,000,000 M&T Securities, Inc. 7,500,000 Comerica Securities, Inc. 6,000,000 Morgan Stanley & Co. LLC 4,500,000 UBS Securities LLC 4,500,000 Incapital LLC 3,000,000 Total $ 300,000,000
August 1st, 2006 · Common Contracts · 23 similar Prospect Energy Corp – Exhibit (k)(4) REVOLVING CREDIT AGREEMENT
June 15th, 2020 · Common Contracts · 21 similar Prospect Capital Corp – EQUITY DISTRIBUTION AGREEMENT Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and RBC Capital Markets, LLC (“Agent”) confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and RBC Capital Markets, LLC (“Agent”) confirm their agreement in the form of this Equity Distribution Agreement (this “Agreement”) as follows:
April 11th, 2017 · Common Contracts · 15 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of April 11, 2017 4.95% CONVERTIBLE NOTES DUE 2022 For value received ______________ hereby sell(s), assign(s) and transfer(s) unto _____________ (Please insert social security or Taxpayer Identification Number of assignee) the within Note, and hereby irrevocably constitutes and appoints ____________ attorney to transfer the said Note on the books of the Company, with full power of substitution in the premises.
For value received ______________ hereby sell(s), assign(s) and transfer(s) unto _____________ (Please insert social security or Taxpayer Identification Number of assignee) the within Note, and hereby irrevocably constitutes and appoints ____________ attorney to transfer the said Note on the books of the Company, with full power of substitution in the premises.
May 20th, 2009 · Common Contracts · 11 similar Prospect Capital Corp – Prospect Capital Corporation 6,750,000 Shares 1 Common Stock ($0.001 par value) Underwriting Agreement Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”), of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Repres
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”), of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Repres
February 20th, 2019 · Common Contracts · 10 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of February 7, 2019 THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 7, 2019 is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of February 7, 2019 is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
February 13th, 2020 · Common Contracts · 10 similar Prospect Capital Corp – SELLING AGENT AGREEMENT In the event that any Agent that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
In the event that any Agent that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
July 23rd, 2004 · Common Contracts · 10 similar Prospect Energy Corp – Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENT Prospect Energy Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of shares (the “Firm Shares”) of Common Stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Ferris, Baker Watts, Incorporated (“FBW”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
Prospect Energy Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of shares (the “Firm Shares”) of Common Stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Ferris, Baker Watts, Incorporated (“FBW”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Shares.
July 6th, 2004 · Common Contracts · 9 similar Prospect Energy Corp – INVESTMENT ADVISORY AGREEMENT BETWEEN PROSPECT ENERGY CORPORATION AND PROSPECT CAPITAL MANAGEMENT, LLC Agreement made this [__] day of June 2004, by and between PROSPECT ENERGY CORPORATION, a Maryland corporation (the “Corporation”), and PROSPECT CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
Agreement made this [__] day of June 2004, by and between PROSPECT ENERGY CORPORATION, a Maryland corporation (the “Corporation”), and PROSPECT CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
July 6th, 2004 · Common Contracts · 8 similar Prospect Energy Corp – ADMINISTRATION AGREEMENT AGREEMENT (this “Agreement”) made as of June ___, 2004 by and between Prospect Energy Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Prospect Administration, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”).
AGREEMENT (this “Agreement”) made as of June ___, 2004 by and between Prospect Energy Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Prospect Administration, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”).
April 16th, 2012 · Common Contracts · 6 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION 5.375% Senior Convertible Notes Due 2017 PURCHASE AGREEMENT Skadden, Arps, Slate, Meagher & Flom LLP shall have furnished to the Initial Purchasers its written opinion, as counsel to the Company, addressed to the Initial Purchasers and dated the Closing Date, in form and substance reasonably satisfactory to Goldman, Sachs & Co., to the effect that:
Skadden, Arps, Slate, Meagher & Flom LLP shall have furnished to the Initial Purchasers its written opinion, as counsel to the Company, addressed to the Initial Purchasers and dated the Closing Date, in form and substance reasonably satisfactory to Goldman, Sachs & Co., to the effect that:
September 4th, 2014 · Common Contracts · 5 similar Prospect Capital Corp – FIFTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT Alternate Base Rate: On any date, a fluctuating rate of interest per annum determined by the Calculation Agent (each such determination, absent manifest error, to be conclusive and binding on all parties hereto and their assignees) to equal to the higher of (i) the Prime Rate (as provided by KeyBank to the Calculation Agent) or (ii) the Federal Funds Rate plus 0.50%.
Alternate Base Rate: On any date, a fluctuating rate of interest per annum determined by the Calculation Agent (each such determination, absent manifest error, to be conclusive and binding on all parties hereto and their assignees) to equal to the higher of (i) the Prime Rate (as provided by KeyBank to the Calculation Agent) or (ii) the Federal Funds Rate plus 0.50%.
September 5th, 2007 · Common Contracts · 5 similar Prospect Capital Corp – LOAN AND SERVICING AGREEMENT dated as of June 6, 2007 among PROSPECT CAPITAL FUNDING LLC as the Borrower PROSPECT CAPITAL CORPORATION as the Servicer THE LENDERS FROM TIME TO TIME PARTY HERETO as Lenders and COÖPERATIEVE CENTRALE... THIS LOAN AND SERVICING AGREEMENT is made as of June 6, 2007, among PROSPECT CAPITAL FUNDING LLC, a Delaware limited liability company, as borrower (the “Borrower”), PROSPECT CAPITAL CORPORATION, a Maryland corporation, as servicer (in such capacity, the “Servicer”), each financial institution or other entity from time to time party hereto as a “Lender” (collectively, the “Lenders”) and COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”).
THIS LOAN AND SERVICING AGREEMENT is made as of June 6, 2007, among PROSPECT CAPITAL FUNDING LLC, a Delaware limited liability company, as borrower (the “Borrower”), PROSPECT CAPITAL CORPORATION, a Maryland corporation, as servicer (in such capacity, the “Servicer”), each financial institution or other entity from time to time party hereto as a “Lender” (collectively, the “Lenders”) and COÖPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A., “RABOBANK NEDERLAND”, NEW YORK BRANCH, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”).
August 5th, 2009 · Common Contracts · 4 similar Prospect Capital Corp – AGREEMENT AND PLAN OF MERGER by and between PATRIOT CAPITAL FUNDING, INC. and PROSPECT CAPITAL CORPORATION DATED AS OF AUGUST 3, 2009 AGREEMENT AND PLAN OF MERGER, dated as of August 3, 2009 (this “Agreement”), by and between Patriot Capital Funding, Inc., a Delaware corporation (“Company”) and Prospect Capital Corporation, a Maryland corporation (“Buyer”).
AGREEMENT AND PLAN OF MERGER, dated as of August 3, 2009 (this “Agreement”), by and between Patriot Capital Funding, Inc., a Delaware corporation (“Company”) and Prospect Capital Corporation, a Maryland corporation (“Buyer”).
September 30th, 2021 · Common Contracts · 4 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of September 30, 2021 THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of September 30, 2021, is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of September 30, 2021, is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
September 24th, 2009 · Common Contracts · 4 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION STOCK PURCHASE AGREEMENT Dated as of September 21, 2009 The undersigned, Prospect Capital Corporation, a Maryland corporation (the "Corporation"), hereby agrees with you as follows:
The undersigned, Prospect Capital Corporation, a Maryland corporation (the "Corporation"), hereby agrees with you as follows:
May 20th, 2021 · Common Contracts · 3 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION 5.50% Series A2 Preferred Stock UNDERWRITING AGREEMENT
April 4th, 2013 · Common Contracts · 3 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
February 23rd, 2022 · Common Contracts · 2 similar Prospect Capital Corp – SUBSCRIPTION ESCROW AGREEMENT THIS SUBSCRIPTION ESCROW AGREEMENT dated as of February 18, 2022 (this “Agreement”), is entered into among Prospect Capital Corporation (the “Issuer”) and UMB Bank, National Association, a national banking association, as escrow agent (the “Escrow Agent”).
THIS SUBSCRIPTION ESCROW AGREEMENT dated as of February 18, 2022 (this “Agreement”), is entered into among Prospect Capital Corporation (the “Issuer”) and UMB Bank, National Association, a national banking association, as escrow agent (the “Escrow Agent”).
April 11th, 2013 · Common Contracts · 2 similar Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
May 3rd, 2021 · Common Contracts · 2 similar Prospect Capital Corp – SEVENTH AMENDED AND RESTATED LOAN AND SERVICING AGREEMENT dated as of April 27, 2021 among PROSPECT CAPITAL FUNDING LLC as Borrower PROSPECT CAPITAL CORPORATION as Servicer THE LENDERS FROM TIME TO TIME PARTY HERETO as Lenders THE MANAGING AGENTS FROM...
September 2nd, 2016 · Common Contracts · 2 similar Prospect Capital Corp – Up to [$150,000,000] Aggregate Principal Amount of [AMENDED AND RESTATED] DEBT DISTRIBUTION AGREEMENT Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and [AGENT 1] (the “Agent”) [previously entered into a debt distribution agreement dated June 22, 2016 (the “Original Agreement”). The parties hereby terminate the Original Agreement and ]confirm their agreement in the form of this Debt Distribution Agreement (this “Agreement”) as follows:
Prospect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and [AGENT 1] (the “Agent”) [previously entered into a debt distribution agreement dated June 22, 2016 (the “Original Agreement”). The parties hereby terminate the Original Agreement and ]confirm their agreement in the form of this Debt Distribution Agreement (this “Agreement”) as follows:
February 23rd, 2022 · Common Contracts · 2 similar Prospect Capital Corp – AMENDED AND RESTATED DEALER MANAGER AGREEMENT by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and such other Agents added from time to time February 18, 2022 In the event that any Agent is a Covered Entity and becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
In the event that any Agent is a Covered Entity and becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
February 25th, 2021 · Common Contracts · 2 similar Prospect Capital Corp – PROSPECT CAPITAL CORPORATION AMENDED AND RESTATED DEALER MANAGER AGREEMENT February 25, 2021
September 24th, 2009 · Common Contracts · 2 similar Prospect Capital Corp – REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of September 21, 2009, among Prospect Capital Corporation, a Maryland corporation (the "Corporation"), and the persons identified on the signature page hereof (referred to collectively herein as the "Purchasers" and each individually as a "Purchaser").
THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of September 21, 2009, among Prospect Capital Corporation, a Maryland corporation (the "Corporation"), and the persons identified on the signature page hereof (referred to collectively herein as the "Purchasers" and each individually as a "Purchaser").
July 23rd, 2004 · Common Contracts · 2 similar Prospect Energy Corp – TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: PROSPECT ENERGY CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY Dated: , 2004 TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of July , 2004 is between Prospect Energy Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, a New York corporation (“AST”).
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of July , 2004 is between Prospect Energy Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, a New York corporation (“AST”).
July 28th, 2022 Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank National Association, as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
June 30th, 2022 Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank National Association, as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
June 24th, 2022 Prospect Capital Corp – SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and as Trustee Dated as of the date set forth on Exhibit B hereto. THIS SUPPLEMENTAL INDENTURE (this "Supplemental Indenture"), which shall be deemed the enumerated supplemental indenture as stated in Exhibit B hereto, is between Prospect Capital Corporation, a Maryland corporation (the "Company"), and U.S. Bank National Association, as trustee (the "Trustee"). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).