August 27th, 2021 · Common Contracts · 407 similar Northern Lights Fund Trust – INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and LADENBURG THALMANN ASSET MANAGEMENT, INC AGREEMENT (the "Agreement"), made as of February 14, 2020 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Ladenburg Thalmann Asset Management, LLC a New York Limited Liability Company (the "Adviser") located at 277 Park Avenue, 26th Floor, New York, NY 10172.
AGREEMENT (the "Agreement"), made as of February 14, 2020 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Ladenburg Thalmann Asset Management, LLC a New York Limited Liability Company (the "Adviser") located at 277 Park Avenue, 26th Floor, New York, NY 10172.
May 5th, 2017 · Common Contracts · 379 similar Northern Lights Fund Trust – SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of March, 2017, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1000 Continental Drive, Suite 570, King of Prussia, PA 19406, and MAULDIN SOLUTIONS, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 2900 McKinnon, Suite 1708 Dallas, TX 75201, with respect to each Fund listed on Schedule A attached hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
THIS AGREEMENT is made and entered into as of this 1st day of March, 2017, by and between CMG CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1000 Continental Drive, Suite 570, King of Prussia, PA 19406, and MAULDIN SOLUTIONS, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 2900 McKinnon, Suite 1708 Dallas, TX 75201, with respect to each Fund listed on Schedule A attached hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
April 24th, 2006 · Common Contracts · 253 similar Northern Lights Fund Trust – CUSTODY AGREEMENT AGREEMENT, dated as of May 19, 2005, between the NORTHERN LIGHTS FUND TRUST , a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, New York 11788, on behalf of the Jacobs & Company Mutual Fund (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
AGREEMENT, dated as of May 19, 2005, between the NORTHERN LIGHTS FUND TRUST , a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, New York 11788, on behalf of the Jacobs & Company Mutual Fund (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
June 3rd, 2015 · Common Contracts · 223 similar Northern Lights Fund Trust – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 16th day of October, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust with its principal place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the "Trust"), on behalf of the Leader Short-Term Bond Fund (the "Fund"), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian").
THIS AGREEMENT is made and entered into as of this 16th day of October, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust with its principal place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the "Trust"), on behalf of the Leader Short-Term Bond Fund (the "Fund"), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the "Custodian").
April 24th, 2006 · Common Contracts · 162 similar Northern Lights Fund Trust – NORTHERN LIGHTS FUND TRUST INVESTMENT ADVISORY AGREEMENT Jacobs & Company Mutual Fund THIS INVESTMENT ADVISORY AGREEMENT is made as of the 19th day of May, 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the following series of the Trust, Jacobs & Company Mutual Fund (the “Fund”) and Jacobs & Company, a West Virginia corporation, (hereinafter called the “Advisor”).
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 19th day of May, 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the following series of the Trust, Jacobs & Company Mutual Fund (the “Fund”) and Jacobs & Company, a West Virginia corporation, (hereinafter called the “Advisor”).
February 18th, 2005 · Common Contracts · 147 similar Northern Lights Fund Trust – AGREEMENT AND DECLARATION OF TRUST
January 25th, 2022 · Common Contracts · 141 similar Northern Lights Fund Trust – NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DEARBORN CAPITAL MANAGEMENT, LLC THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 24th day of September, 2013, as revised December 9, 2014, March 1, 2017 and December 11, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Grant Park Multi-Alternative Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Dearborn Capital Management, LLC (the “Advisor”).
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 24th day of September, 2013, as revised December 9, 2014, March 1, 2017 and December 11, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Grant Park Multi-Alternative Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Dearborn Capital Management, LLC (the “Advisor”).
July 27th, 2015 · Common Contracts · 97 similar Northern Lights Fund Trust – UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLC THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
October 20th, 2008 · Common Contracts · 93 similar Northern Lights Fund Trust – DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 25th day of September, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Client”) and Foreside Distribution Services, L.P., an Ohio limited partnership (the “Distributor”).
THIS AGREEMENT is made and entered into as of this 25th day of September, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Client”) and Foreside Distribution Services, L.P., an Ohio limited partnership (the “Distributor”).
August 25th, 2011 · Common Contracts · 73 similar Highland Funds Ii – FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN HIGHLAND TREND FOLLOWING FUND AND HIGHLAND FUNDS ASSET MANAGEMENT, L.P. INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of [_____ ], 2011, by and between Highland Funds Asset Management, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds II, a Massachusetts business trust (fka GE Funds the “Trust”), on behalf of its series, Highland Trend Following Fund (the “Fund”).
AGREEMENT made as of [_____ ], 2011, by and between Highland Funds Asset Management, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds II, a Massachusetts business trust (fka GE Funds the “Trust”), on behalf of its series, Highland Trend Following Fund (the “Fund”).
July 22nd, 2019 · Common Contracts · 73 similar Investment Managers Series Trust II – INVESTMENT MANAGERS SERIES TRUST II FORM OF OPERATING EXPENSES LIMITATION AGREEMENT THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, AXS Investments LLC, a Delaware limited liability company (the “Advisor”).
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, AXS Investments LLC, a Delaware limited liability company (the “Advisor”).
April 7th, 2014 · Common Contracts · 72 similar Northern Lights Fund Trust – DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of December 2, 2013, between Northern Lights Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the fund(s) listed in Appendix A (each a “Fund”), each a series of the Trust, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
THIS AGREEMENT is made as of December 2, 2013, between Northern Lights Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the fund(s) listed in Appendix A (each a “Fund”), each a series of the Trust, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
April 25th, 2008 · Common Contracts · 70 similar Northern Lights Fund Trust – CUSTODY AGREEMENT BETWEEN THE HUNTINGTON NATIONAL BANK AND This agreement (the "Agreement") is entered into as of the 17th day of March 2008, by and between Northern Lights Fund Trust (the "Trust"), a Delaware statutory trust having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 and The Huntington National Bank, (the "Custodian"), a national banking association having its principal office at 41 South High Street, Columbus, Ohio 43215.
This agreement (the "Agreement") is entered into as of the 17th day of March 2008, by and between Northern Lights Fund Trust (the "Trust"), a Delaware statutory trust having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 and The Huntington National Bank, (the "Custodian"), a national banking association having its principal office at 41 South High Street, Columbus, Ohio 43215.
April 17th, 2020 · Common Contracts · 69 similar Northern Lights Fund Trust – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between NORHTERN LIGHTS TRUST, a Delaware statutory trust, ON BEHALF OF ITS SERIES THE 13D ACTIVIST FUND (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between NORHTERN LIGHTS TRUST, a Delaware statutory trust, ON BEHALF OF ITS SERIES THE 13D ACTIVIST FUND (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
April 15th, 2015 · Common Contracts · 54 similar Northern Lights Fund Trust – NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of December 10, 2013, as revised September 30, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of GIRALDA RISK-MANAGED GROWTH FUND (the “Fund”), a series of the Trust, and the Advisor of such Funds, Giralda Advisors, LLC (the “Advisor”).
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of December 10, 2013, as revised September 30, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of GIRALDA RISK-MANAGED GROWTH FUND (the “Fund”), a series of the Trust, and the Advisor of such Funds, Giralda Advisors, LLC (the “Advisor”).
September 27th, 2013 · Common Contracts · 51 similar Northern Lights Fund Trust – FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST and THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of June 22, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto; provided, however that the Appendix IV’s in existence as of the date hereof shall remain in effect under this Agreement.
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of June 22, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto; provided, however that the Appendix IV’s in existence as of the date hereof shall remain in effect under this Agreement.
May 14th, 2021 · Common Contracts · 34 similar Northern Lights Fund Trust – INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and Wright Fund Management, LLC AGREEMENT, made as of March 23, 2021, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Wright Fund Management, LLC, a Delaware limited liability company (the "Advisor"), located at 3420 Ocean Park Boulevard, Santa Monica, CA.
AGREEMENT, made as of March 23, 2021, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Wright Fund Management, LLC, a Delaware limited liability company (the "Advisor"), located at 3420 Ocean Park Boulevard, Santa Monica, CA.
January 28th, 2010 · Common Contracts · 30 similar Northern Lights Fund Trust – DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series BIONDO FOCUS FUND DISTRIBUTION PLAN made as of December 14, 2009 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, BIONDO FOCUS FUND (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
DISTRIBUTION PLAN made as of December 14, 2009 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, BIONDO FOCUS FUND (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
October 3rd, 2007 · Common Contracts · 25 similar Northern Lights Fund Trust – ADMINISTRATION SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
March 24th, 2021 · Common Contracts · 25 similar Northern Lights Fund Trust – INVESTMENT SUB-ADVISORY AGREEMENT This AGREEMENT is made as of the 12th day of February 2021, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 300, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
This AGREEMENT is made as of the 12th day of February 2021, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 300, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
October 3rd, 2007 · Common Contracts · 25 similar Northern Lights Fund Trust – TRANSFER AGENCY SERVICE AGREEMENT AGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
AGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
October 3rd, 2007 · Common Contracts · 24 similar Northern Lights Fund Trust – FUND ACCOUNTING SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and INDEX AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
October 3rd, 2007 · Common Contracts · 20 similar Northern Lights Fund Trust – UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and AQUARIUS FUND DISTRIBUTORS, LLC AGREEMENT made this 2nd day of August 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, NY 11788 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
AGREEMENT made this 2nd day of August 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, NY 11788 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
October 20th, 2008 · Common Contracts · 18 similar Northern Lights Fund Trust – CUSTODY AGREEMENT THIS CUSTODY AGREEMENT (this “Agreement”), is made as of June 26, 2008, by and between NORTHERN LIGHTS FUND TRUST, a statutory trust organized under the laws of the State of Delaware (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
THIS CUSTODY AGREEMENT (this “Agreement”), is made as of June 26, 2008, by and between NORTHERN LIGHTS FUND TRUST, a statutory trust organized under the laws of the State of Delaware (the "Company"), and FIFTH THIRD BANK, an Ohio banking corporation (the "Custodian").
January 25th, 2022 · Common Contracts · 16 similar Northern Lights Fund Trust – FUND OF FUNDS INVESTMENT AGREEMENT THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
July 22nd, 2019 · Common Contracts · 14 similar Investment Managers Series Trust II – Form of INVESTMENT ADVISORY AGREEMENT BETWEEN [SUBSIDIARY NAME] AND AXS INVESTMENTS LLC THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between [Subsidiary Fund Name], a Cayman Islands company, (the “Fund”), and AXS Investments LLC, a Delaware limited liability company (the “Advisor”).
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between [Subsidiary Fund Name], a Cayman Islands company, (the “Fund”), and AXS Investments LLC, a Delaware limited liability company (the “Advisor”).
October 20th, 2008 · Common Contracts · 13 similar Northern Lights Fund Trust – CUSTODIAN AGREEMENT This Custodian Agreement is made by and between NORTHERN LIGHTS FUND TRUST ON BEHALF OF MUTUALHEDGE FUNDS ("Principal") and UNION BANK OF CALIFORNIA, N.A. ("Custodian"). Principal desires that Custodian hold and administer on behalf of Principal certain Securities (as herein defined). Custodian is willing to do so on the terms and conditions set forth in this Agreement. Accordingly, Principal and Custodian agree as follows:
This Custodian Agreement is made by and between NORTHERN LIGHTS FUND TRUST ON BEHALF OF MUTUALHEDGE FUNDS ("Principal") and UNION BANK OF CALIFORNIA, N.A. ("Custodian"). Principal desires that Custodian hold and administer on behalf of Principal certain Securities (as herein defined). Custodian is willing to do so on the terms and conditions set forth in this Agreement. Accordingly, Principal and Custodian agree as follows:
May 21st, 2007 · Common Contracts · 11 similar Northern Lights Fund Trust – SUB-ADVISORY AGREEMENT THIS SUB-ADVISORY AGREEMENT (the “Agreement”) made this 19th day of March 2007, by and between Ladenburg Thalmann Asset Management, Inc. a corporation organized and existing under the laws of the State of New York (the “Manager”), and Ahrens Advisors, LP, a limited partnership organized and existing under the laws of the State of Texas (the “Sub-Adviser”).
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) made this 19th day of March 2007, by and between Ladenburg Thalmann Asset Management, Inc. a corporation organized and existing under the laws of the State of New York (the “Manager”), and Ahrens Advisors, LP, a limited partnership organized and existing under the laws of the State of Texas (the “Sub-Adviser”).
August 20th, 2013 · Common Contracts · 11 similar Northern Lights Fund Trust – FORM OF SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of this XX day of August, 2013, by and between CLARK CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103 and Main Point Advisors, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
THIS AGREEMENT is made and entered into as of this XX day of August, 2013, by and between CLARK CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103 and Main Point Advisors, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
October 27th, 2015 · Common Contracts · 10 similar Northern Lights Fund Trust – INVESTMENT ADVISORY AGREEMENT Between AGMS FUND LIMITED AGREEMENT, made as of September 1, 2013, between AGMS Fund Limited, an exempt, Cayman Islands Corporation of Limited Liability (the “Fund”), and Altegris Advisors, LLC, a Delaware Limited Liability Company (the "Adviser") located at 1200 Prospect Street, Suite 400, La Jolla, California 92037.
AGREEMENT, made as of September 1, 2013, between AGMS Fund Limited, an exempt, Cayman Islands Corporation of Limited Liability (the “Fund”), and Altegris Advisors, LLC, a Delaware Limited Liability Company (the "Adviser") located at 1200 Prospect Street, Suite 400, La Jolla, California 92037.
August 25th, 2011 · Common Contracts · 8 similar Highland Funds Ii – FORM OF INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Incline Capital, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
AGREEMENT made as of [_______], 2011, by and between Highland Funds Asset Management L.P., a Delaware limited partnership (the “Adviser”) and Incline Capital, LLC, a Nevada Limited Liability Company (the “Sub-Adviser”).
April 26th, 2022 · Common Contracts · 7 similar Northern Lights Fund Trust – FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST and THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of August 17, 2021, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”) and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto.
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of August 17, 2021, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”) and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes the existing fund services agreement between the parties hereto.
December 31st, 2015 · Common Contracts · 7 similar Northern Lights Fund Trust – INTERIM INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and PROBABILITIES FUND MANAGEMENT, LLC AGREEMENT (the "Agreement"), made as of December 14, 2015 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Probabilities Fund Management, LLC, a California limited liability corporation (the "Adviser") located at 1665 Union Street, Suite A, San Diego, CA 92101.
AGREEMENT (the "Agreement"), made as of December 14, 2015 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Probabilities Fund Management, LLC, a California limited liability corporation (the "Adviser") located at 1665 Union Street, Suite A, San Diego, CA 92101.
April 26th, 2022 · Common Contracts · 6 similar Northern Lights Fund Trust – OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 12th day of December, 2018, as revised December 11, 2019 and February 25, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Ultra Short Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 12th day of December, 2018, as revised December 11, 2019 and February 25, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Ultra Short Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").
August 29th, 2011 · Common Contracts · 6 similar Northern Lights Fund Trust – Form Domestic Custody Agreement (NY Law) July 2010