December 22nd, 2021 · Common Contracts · 1000 similar Legg Mason Partners Investment Trust – MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
December 22nd, 2021 · Common Contracts · 944 similar Legg Mason Partners Investment Trust – SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Fund Advisor, LLC (the “Manager”), and Western Asset Management Company, LLC, a California limited liability company (the “Subadviser”).
This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Fund Advisor, LLC (the “Manager”), and Western Asset Management Company, LLC, a California limited liability company (the “Subadviser”).
March 26th, 2002 · Common Contracts · 231 similar Smith Barney Investment Trust – WITNESSETH:
September 29th, 2010 · Common Contracts · 112 similar Legg Mason Partners Equity Trust – DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) is made this __ day of ______, 2010 by and between Legg Mason Partners Equity Trust (“Investment Company”), a Maryland statutory trust, and Legg Mason Investor Services, LLC (“Distributor”).
This DISTRIBUTION AGREEMENT (this “Agreement”) is made this __ day of ______, 2010 by and between Legg Mason Partners Equity Trust (“Investment Company”), a Maryland statutory trust, and Legg Mason Investor Services, LLC (“Distributor”).
April 26th, 2000 · Common Contracts · 112 similar Smith Barney Investment Trust – CUSTODIAN AGREEMENT AGREEMENT made as of this 13th day of October, 1999, between the Smith Barney Investment Trust, Massachusetts business trust (the "Fund"), and INVESTORS BANK & TRUST COMPANY, a Massachusetts trust company (the "Bank"). The Fund, an...
January 26th, 2018 · Common Contracts · 78 similar Legg Mason Partners Equity Trust – CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of January 1, 2018 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and The Bank of New York (the “Custodian”).
THIS AGREEMENT is made as of January 1, 2018 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and The Bank of New York (the “Custodian”).
December 16th, 2011 · Common Contracts · 67 similar Legg Mason Partners Equity Trust – FORM OF SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 5th day of May, 2011, by and between Legg Mason Partners Fund Advisor, LLC (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
This SUBADVISORY AGREEMENT (“Agreement”) is made this 5th day of May, 2011, by and between Legg Mason Partners Fund Advisor, LLC (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
December 14th, 2007 · Common Contracts · 62 similar Legg Mason Partners Equity Trust – SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 13th day of April, 2007, by and between Western Asset Management Company, a corporation organized under the laws of California (the “Subadviser”) and Western Asset Management Company Limited, a corporation organized under the laws of England and Wales (“WAML”).
This SUBADVISORY AGREEMENT (“Agreement”) is made this 13th day of April, 2007, by and between Western Asset Management Company, a corporation organized under the laws of California (the “Subadviser”) and Western Asset Management Company Limited, a corporation organized under the laws of England and Wales (“WAML”).
December 22nd, 2021 · Common Contracts · 61 similar Legg Mason Partners Investment Trust – MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 30th day of July, 2021, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
This MANAGEMENT AGREEMENT (“Agreement”) is made this 30th day of July, 2021, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
March 28th, 2016 · Common Contracts · 50 similar Legg Mason Partners Equity Trust – MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of March, 2016, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of March, 2016, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
November 12th, 1998 · Common Contracts · 41 similar Smith Barney Investment Trust – SMITH BARNEY INVESTMENT TRUST DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the...
January 29th, 2007 · Common Contracts · 39 similar Legg Mason Partners Investment Trust – AMENDMENT TO DISTRIBUTION AGREEMENT
March 28th, 2003 · Common Contracts · 36 similar Smith Barney Investment Trust – AMENDED AND RESTATED BY-LAWS OF SMITH BARNEY INVESTMENT TRUST ARTICLE 1
August 29th, 2006 · Common Contracts · 31 similar Legg Mason Partners Investment Trust – AMENDMENT TO DISTRIBUTION AGREEMENT
August 24th, 2016 · Common Contracts · 30 similar Legg Mason Partners Equity Trust – SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 20 day of May, 2016, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the "Manager"), and EnTrustPermal Management LLC, a Delaware...
January 27th, 2006 · Common Contracts · 26 similar Smith Barney Investment Trust – TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
August 29th, 2007 · Common Contracts · 25 similar Legg Mason Partners Equity Trust – AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION ("Agreement") is made as of this 11th day of September, 2006, by and among Legg Mason Partners Income Funds, a Massachusetts business trust (the "Acquiring Entity"), with...
September 27th, 2007 · Common Contracts · 21 similar Legg Mason Partners Equity Trust – April 10, 2007 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Re: Distribution Agreement Ladies and Gentlemen: Reference is made to the Distribution Agreements (each, as amended to date, an Agreement and, collectively, the... Reference is made to the Distribution Agreements (each, as amended to date, an Agreement and, collectively, the Agreements), by and between each investment management company identified as an Old Fund on Exhibit A hereto (each, an Investment Company and, collectively, the Investment Companies), with respect to one or more of its series, if any, identified as an Old Portfolio on Exhibit A hereto (each, a Portfolio and, collectively, the Portfolios), and Citigroup Global Markets Inc. In connection with a restructuring of the complex of which the Investment Companies and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a Closing Date), many of the Investment Companies and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A hereto, several the Investment Companies and Portfolios shall cease operations following fund combinations as of the close of business on
Reference is made to the Distribution Agreements (each, as amended to date, an Agreement and, collectively, the Agreements), by and between each investment management company identified as an Old Fund on Exhibit A hereto (each, an Investment Company and, collectively, the Investment Companies), with respect to one or more of its series, if any, identified as an Old Portfolio on Exhibit A hereto (each, a Portfolio and, collectively, the Portfolios), and Citigroup Global Markets Inc. In connection with a restructuring of the complex of which the Investment Companies and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a Closing Date), many of the Investment Companies and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A hereto, several the Investment Companies and Portfolios shall cease operations following fund combinations as of the close of business on
May 24th, 2016 · Common Contracts · 20 similar Legg Mason Partners Equity Trust – SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this day of , 2016, by and between EnTrustPermal Management LLC (the “Manager”), the investment manager to Permal Alternative Select Fund (“Fund”), a series of the Legg Mason Partners Equity Trust (the “Trust”), a Maryland statutory trust registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and First Quadrant, L. P., a Delaware limited partnership (the “Subadviser”).
This SUBADVISORY AGREEMENT (“Agreement”) is made this day of , 2016, by and between EnTrustPermal Management LLC (the “Manager”), the investment manager to Permal Alternative Select Fund (“Fund”), a series of the Legg Mason Partners Equity Trust (the “Trust”), a Maryland statutory trust registered as a management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and First Quadrant, L. P., a Delaware limited partnership (the “Subadviser”).
November 27th, 2007 · Common Contracts · 16 similar Legg Mason Partners Equity Trust – April 9, 2007 State Street Bank and Trust Company One Lincoln Street Boston, Massachusetts 02111 Re: Custodian Services Agreement Ladies and Gentlemen: Reference is made to the Custodian Services Agreement, dated as of January 1, 2007 (as amended to... April 9, 2007 State Street Bank and Trust Company One Lincoln Street Boston, Massachusetts 02111 Re: Custodian Services Agreement Ladies and Gentlemen: Reference is made to the Custodian Services Agreement, dated as of January 1, 2007 (as amended to date, the Agreement), by and among State Street Bank and Trust Company, a Massachusetts trust company, and each management investment company identified as an Existing Fund on Schedule I hereto (each, a Fund and, collectively, the Funds) on behalf of each of its series, if any, identified as Existing Portfolio on Schedule I hereto (each, a Portfolio and, collectively, the Portfolios) and certain other affiliated management investment companies. In connection with a restructuring of the complex of which the Funds are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Schedule I hereto (each, a Closing Date), many of the Funds and Portfolios will be reorganized as set forth on Schedule I hereto. Additiona
April 9, 2007 State Street Bank and Trust Company One Lincoln Street Boston, Massachusetts 02111 Re: Custodian Services Agreement Ladies and Gentlemen: Reference is made to the Custodian Services Agreement, dated as of January 1, 2007 (as amended to date, the Agreement), by and among State Street Bank and Trust Company, a Massachusetts trust company, and each management investment company identified as an Existing Fund on Schedule I hereto (each, a Fund and, collectively, the Funds) on behalf of each of its series, if any, identified as Existing Portfolio on Schedule I hereto (each, a Portfolio and, collectively, the Portfolios) and certain other affiliated management investment companies. In connection with a restructuring of the complex of which the Funds are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Schedule I hereto (each, a Closing Date), many of the Funds and Portfolios will be reorganized as set forth on Schedule I hereto. Additiona
November 30th, 2012 · Common Contracts · 16 similar Legg Mason Partners Equity Trust – FUND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of October 5, 2012 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
THIS AGREEMENT is made as of October 5, 2012 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
January 26th, 2018 · Common Contracts · 15 similar Legg Mason Partners Equity Trust – FUND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of January 1, 2018 by and between The Bank of New York Mellon (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
THIS AGREEMENT is made as of January 1, 2018 by and between The Bank of New York Mellon (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
January 27th, 2006 · Common Contracts · 14 similar Smith Barney Investment Trust – LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
THIS LICENSE AGREEMENT (this “Agreement”), dated as of December 1, 2005 (the “Effective Date”), by and among Citigroup Inc., a corporation incorporated in the State of Delaware (“Citigroup”), and each investment company signing this Agreement (on behalf of itself and each series thereof, as applicable) (each investment company and series separately, a “Licensee”).
January 29th, 2007 · Common Contracts · 12 similar Legg Mason Partners Investment Trust – AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI
January 27th, 2006 · Common Contracts · 12 similar Smith Barney Investment Trust – AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Investment Trust (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Investment Trust (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
December 15th, 2014 · Common Contracts · 11 similar Legg Mason Partners Equity Trust – TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of December 19, 2013 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and BNY Mellon Investment Servicing (US) Inc. (“Transfer Agent” or “BNYM”), a Massachusetts corporation with principal corporate offices at 301 Bellevue Parkway, Wilmington, Delaware 19809. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
AGREEMENT, dated as of December 19, 2013 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and BNY Mellon Investment Servicing (US) Inc. (“Transfer Agent” or “BNYM”), a Massachusetts corporation with principal corporate offices at 301 Bellevue Parkway, Wilmington, Delaware 19809. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
December 22nd, 2021 · Common Contracts · 11 similar Legg Mason Partners Investment Trust – MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Legg Mason Partners Equity Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
August 28th, 2008 · Common Contracts · 9 similar Legg Mason Partners Equity Trust – FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT
November 30th, 2007 · Common Contracts · 9 similar Legg Mason Partners Equity Trust – Citigroup Global Markets Inc.
November 27th, 2007 · Common Contracts · 8 similar Legg Mason Partners Equity Trust – April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of... April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of January 1, 2006, by and among PFPC, Inc., a Massachusetts corporation, and each investment company identified as an ?Old Fund? on Exhibit A hereto (each, a ?Fund? and, collectively, the ?Funds?) on behalf of each of its series identified as ?Old Portfolios? on Exhibit A hereto (each, a ?Portfolio? and, collectively, the ?Portfolios?). In connection with a restructuring of the complex of which the Funds and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a ?Closing Date?), many of the Funds and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A, several Funds and Portfolios have recently ceased or shall cease ope
April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of January 1, 2006, by and among PFPC, Inc., a Massachusetts corporation, and each investment company identified as an ?Old Fund? on Exhibit A hereto (each, a ?Fund? and, collectively, the ?Funds?) on behalf of each of its series identified as ?Old Portfolios? on Exhibit A hereto (each, a ?Portfolio? and, collectively, the ?Portfolios?). In connection with a restructuring of the complex of which the Funds and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a ?Closing Date?), many of the Funds and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A, several Funds and Portfolios have recently ceased or shall cease ope
February 25th, 2013 · Common Contracts · 6 similar Legg Mason Partners Equity Trust – State Street Bank and Trust Company Lafayette Corporate Center
December 29th, 2016 · Common Contracts · 6 similar Legg Mason Partners Equity Trust – TRADING AGREEMENT This TRADING AGREEMENT (the "Agreement") is made this day of , 2016, by and between EnTrustPermal Management LLC (the "Manager"), the investment manager to Permal Alternative Select Fund ("Fund"), a series of the Legg Mason Partners...
April 9th, 2009 · Common Contracts · 6 similar Legg Mason Partners Equity Trust – TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of April 4, 2009 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2 Heritage Drive, North Quincy, MA 02171. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
AGREEMENT, dated as of April 4, 2009 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2 Heritage Drive, North Quincy, MA 02171. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
February 22nd, 2022 · Common Contracts · 6 similar Legg Mason Partners Investment Trust – FRANKLIN TEMPLETON INVESTOR SERVICES, LLC FORM OF TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent.
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent.
December 29th, 2016 · Common Contracts · 6 similar Legg Mason Partners Equity Trust – MANAGEMENT AGREEMENT EnTrustPermal Management LLC This MANAGEMENT AGREEMENT ("Agreement") is made this day of , 2016, by and between Legg Mason Partners Equity Trust (the "Trust") and EnTrustPermal Management LLC, a Delaware limited liability company...