February 28th, 2020 · Common Contracts · 1000 similar Virtus Investment Partners, Inc. – Form of Senior Indenture VIRTUS INVESTMENT PARTNERS, INC. TO SENIOR INDENTURE DATED AS OF SENIOR INDENTURE, ss.310(a)(1) dated as of , between Virtus Investment Partners, Inc., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company”), having its principal executive office at One Financial Plaza, Hartford, CT 06103, and , a duly organized and existing under the laws of as Trustee (herein called the “Trustee”).
SENIOR INDENTURE, ss.310(a)(1) dated as of , between Virtus Investment Partners, Inc., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company”), having its principal executive office at One Financial Plaza, Hartford, CT 06103, and , a duly organized and existing under the laws of as Trustee (herein called the “Trustee”).
February 19th, 2002 · Common Contracts · 1000 similar Investors Financial Services Corp – and
May 17th, 2022 · Common Contracts · 1000 similar KKR & Co. Inc. – INDENTURE Dated as of May 17, 2022 Among KKR GROUP FINANCE CO. XII LLC, THE GUARANTORS NAMED HEREIN and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
October 31st, 2019 · Common Contracts · 1000 similar Morningstar, Inc. – AMENDMENT NO. 1 TO CREDIT AGREEMENT This CREDIT AGREEMENT is entered into as of July 2, 2019, among MORNINGSTAR, INC., an Illinois corporation (the “Company”), certain Subsidiaries of the Company from time to time party hereto pursuant to Section 2.16 (each, a “Designated Borrower” and, together with the Company, the “Borrowers” and each a “Borrower”), the Guarantors (defined herein), the Lenders (defined herein), and BANK OF AMERICA, N.A., as the Administrative Agent, Swingline Lender, and an L/C Issuer.
This CREDIT AGREEMENT is entered into as of July 2, 2019, among MORNINGSTAR, INC., an Illinois corporation (the “Company”), certain Subsidiaries of the Company from time to time party hereto pursuant to Section 2.16 (each, a “Designated Borrower” and, together with the Company, the “Borrowers” and each a “Borrower”), the Guarantors (defined herein), the Lenders (defined herein), and BANK OF AMERICA, N.A., as the Administrative Agent, Swingline Lender, and an L/C Issuer.
November 25th, 2020 · Common Contracts · 990 similar Blackstone Group Inc – AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 23, 2010 as amended and restated as of May 29, 2014 as further amended and restated as of August 31, 2016 as further amended and restated as of September 21, 2018 as further amended and restated... AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 23, 2010, as amended and restated as of May 29, 2014, as further amended and restated as of August 31, 2016, as further amended and restated as of September 21, 2018, and as further amended and restated as of November 24, 2020 (this “Agreement”), among BLACKSTONE HOLDINGS FINANCE CO. L.L.C., as Borrower (the “Borrower”), BLACKSTONE HOLDINGS AI L.P., BLACKSTONE HOLDINGS I L.P., BLACKSTONE HOLDINGS II L.P., BLACKSTONE HOLDINGS III L.P. and BLACKSTONE HOLDINGS IV L.P., as Guarantors (collectively, the “Guarantors”), the LENDERS party hereto and CITIBANK, N.A., as administrative agent (in such capacity, the “Administrative Agent”).
AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 23, 2010, as amended and restated as of May 29, 2014, as further amended and restated as of August 31, 2016, as further amended and restated as of September 21, 2018, and as further amended and restated as of November 24, 2020 (this “Agreement”), among BLACKSTONE HOLDINGS FINANCE CO. L.L.C., as Borrower (the “Borrower”), BLACKSTONE HOLDINGS AI L.P., BLACKSTONE HOLDINGS I L.P., BLACKSTONE HOLDINGS II L.P., BLACKSTONE HOLDINGS III L.P. and BLACKSTONE HOLDINGS IV L.P., as Guarantors (collectively, the “Guarantors”), the LENDERS party hereto and CITIBANK, N.A., as administrative agent (in such capacity, the “Administrative Agent”).
March 17th, 2021 · Common Contracts · 925 similar Deutsche Bank Trust Co Americas/ ADR Group – DEPOSIT AGREEMENT DEPOSIT AGREEMENT, dated as of [●], 2021, by and among (i) Hywin Holdings Ltd., a company incorporated in the Cayman Islands, with its principal executive office at F3, Hywin Financial Centre, 8 Yincheng Mid. Road, Pudong New District, Shanghai City, People’s Republic of China, 200120 and its registered office at Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands, Cayman Islands (together with its successors, the “Company”), (ii) Deutsche Bank Trust Company Americas, an indirect wholly owned subsidiary of Deutsche Bank A.G., acting in its capacity as depositary, with its principal office at 60 Wall Street, New York, NY 10005, United States of America (the “Depositary”, which term shall include any successor depositary hereunder) and (iii) all Holders and Beneficial Owners of American Depositary Shares evidenced by American Depositary Receipts issued hereunder (all such capitalized terms as hereinafter defined).
DEPOSIT AGREEMENT, dated as of [●], 2021, by and among (i) Hywin Holdings Ltd., a company incorporated in the Cayman Islands, with its principal executive office at F3, Hywin Financial Centre, 8 Yincheng Mid. Road, Pudong New District, Shanghai City, People’s Republic of China, 200120 and its registered office at Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, Grand Cayman KY1-9010, Cayman Islands, Cayman Islands (together with its successors, the “Company”), (ii) Deutsche Bank Trust Company Americas, an indirect wholly owned subsidiary of Deutsche Bank A.G., acting in its capacity as depositary, with its principal office at 60 Wall Street, New York, NY 10005, United States of America (the “Depositary”, which term shall include any successor depositary hereunder) and (iii) all Holders and Beneficial Owners of American Depositary Shares evidenced by American Depositary Receipts issued hereunder (all such capitalized terms as hereinafter defined).
November 22nd, 2021 · Common Contracts · 914 similar Victory Capital Holdings, Inc. – VICTORY CAPITAL HOLDINGS, INC. (a Delaware corporation) 4,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT Dated: November 17, 2021 VICTORY CAPITAL HOLDINGS, INC. (a Delaware corporation) 4,000,000 Shares of Class A Common Stock...
April 5th, 2022 · Common Contracts · 791 similar Gladstone Companies, Inc. – UNDERWRITING AGREEMENT between THE GLADSTONE COMPANIES, INC., THE SELLING STOCKHOLDER and EF HUTTON, division of Benchmark Investments, LLC, as Representative of the Several Underwriters The undersigned, The Gladstone Companies, Inc., a corporation formed under the laws of the State of Delaware (the “Company”) and the entity listed in Schedule 2 hereto (the “Selling Stockholder”), hereby severally confirm their respective agreement (this “Agreement”) with EF Hutton, division of Benchmark Investments, LLC (hereinafter referred to as the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
The undersigned, The Gladstone Companies, Inc., a corporation formed under the laws of the State of Delaware (the “Company”) and the entity listed in Schedule 2 hereto (the “Selling Stockholder”), hereby severally confirm their respective agreement (this “Agreement”) with EF Hutton, division of Benchmark Investments, LLC (hereinafter referred to as the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
December 31st, 2003 · Common Contracts · 786 similar Piper Jaffray Companies – Rights Agreement Dated as of December 31, 2003
February 28th, 2017 · Common Contracts · 686 similar PJT Partners Inc. – INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of [•], 20[•] between PJT Partners Inc., a Delaware corporation (the “Company”), and [•] (“Indemnitee”). Capitalized terms not defined elsewhere in this Agreement are used as defined in Section 13.
THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of [•], 20[•] between PJT Partners Inc., a Delaware corporation (the “Company”), and [•] (“Indemnitee”). Capitalized terms not defined elsewhere in this Agreement are used as defined in Section 13.
February 19th, 2021 · Common Contracts · 670 similar Focus Financial Partners Inc. – INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of January 1, 2021, by and between Focus Financial Partners Inc., a Delaware corporation (the “Company”), and Kristine Mashinsky (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement.
This Indemnification Agreement (“Agreement”) is made as of January 1, 2021, by and between Focus Financial Partners Inc., a Delaware corporation (the “Company”), and Kristine Mashinsky (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement.
January 19th, 2021 · Common Contracts · 599 similar Vinci Partners Investments Ltd. – Vinci Partners Investments Ltd. Class A common shares, par value US$0.00005 per share Underwriting Agreement Vinci Partners Investments Ltd., an exempted company incorporated under the laws of the Cayman Islands with limited liability (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [●] Class A common shares, par value US$0.00005 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [●] Class A common shares, par value US$0.00005 per share, of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Class A common shares, par value US$0.00005 per share, of the Company to be outstanding after giving effect to the sale of the Shares, and the Class B common shares, par value US$0.00005 per share, of the Company, are collectively referred to herein as the “Share Capital”.
Vinci Partners Investments Ltd., an exempted company incorporated under the laws of the Cayman Islands with limited liability (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [●] Class A common shares, par value US$0.00005 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [●] Class A common shares, par value US$0.00005 per share, of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Class A common shares, par value US$0.00005 per share, of the Company to be outstanding after giving effect to the sale of the Shares, and the Class B common shares, par value US$0.00005 per share, of the Company, are collectively referred to herein as the “Share Capital”.
March 21st, 2005 · Common Contracts · 532 similar Knobias, Inc. – Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is dated as of March 15, 2005 among Knobias, Inc., a Delaware corporation (the "Company"), and each purchaser identified on the signature pages hereto...
November 16th, 2007 · Common Contracts · 523 similar Nuveen Investments Inc – 10½% SENIOR NOTES DUE 2015 This Indenture, dated as of November 13, 2007, is by and among Windy City Acquisition Corp. (“Merger Sub”), a Delaware corporation, each Guarantor (as defined herein), and U.S. Bank National Association, as trustee (the “Trustee”).
This Indenture, dated as of November 13, 2007, is by and among Windy City Acquisition Corp. (“Merger Sub”), a Delaware corporation, each Guarantor (as defined herein), and U.S. Bank National Association, as trustee (the “Trustee”).
April 1st, 2022 · Common Contracts · 467 similar Manning & Napier, Inc. – AGREEMENT AND PLAN OF MERGER among CALLODINE MIDCO, INC. CALLODINE MERGER SUB, LLC CALLODINE MERGER SUB, INC. MANNING & NAPIER, INC. and MANNING & NAPIER GROUP, LLC Dated as of March 31, 2022 AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of March 31, 2022, among Callodine Midco, Inc., a Delaware corporation (“Parent”), Callodine Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of Parent, (“Corp Merger Sub”), Callodine Merger Sub, LLC, a Delaware limited liability company and a wholly-owned Subsidiary of Corp Merger Sub (“LLC Merger Sub” and together with Corp Merger Sub, the “Merger Subs”), Manning & Napier, Inc., a Delaware corporation (the “Company”) and Manning & Napier Group, LLC a Delaware limited liability company (“Group LLC”).
AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of March 31, 2022, among Callodine Midco, Inc., a Delaware corporation (“Parent”), Callodine Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of Parent, (“Corp Merger Sub”), Callodine Merger Sub, LLC, a Delaware limited liability company and a wholly-owned Subsidiary of Corp Merger Sub (“LLC Merger Sub” and together with Corp Merger Sub, the “Merger Subs”), Manning & Napier, Inc., a Delaware corporation (the “Company”) and Manning & Napier Group, LLC a Delaware limited liability company (“Group LLC”).
February 26th, 2010 · Common Contracts · 426 similar Financial Engines, Inc. – Financial Engines, Inc. Common Stock Underwriting Agreement Financial Engines, Inc., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares of Common Stock, par value $0.0001 per share (“Stock”), of the Company, and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of shares and, at the election of the Underwriters, up to additional shares of Stock. The aggregate of shares to be sold by the Company and the Selling Stockholders at the election of the Underwriters is herein called “Firm Shares” and the aggregate of additional shares to be sold by the Company is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
Financial Engines, Inc., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares of Common Stock, par value $0.0001 per share (“Stock”), of the Company, and the stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of shares and, at the election of the Underwriters, up to additional shares of Stock. The aggregate of shares to be sold by the Company and the Selling Stockholders at the election of the Underwriters is herein called “Firm Shares” and the aggregate of additional shares to be sold by the Company is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
October 12th, 2021 · Common Contracts · 419 similar P10, Inc. – Shares P10, INC. CLASS A COMMON STOCK (PAR VALUE $0.001 PER SHARE) UNDERWRITING AGREEMENT
March 8th, 2004 · Common Contracts · 405 similar Piper Jaffray Companies – SERVICES LLC
October 9th, 2015 · Common Contracts · 400 similar Interactive Data Holdings Corp – INDENTURE Dated as of December 18, 2012 between IGLOO HOLDINGS CORPORATION and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 8.25% / 9.00% SENIOR PIK TOGGLE NOTES DUE 2017 INDENTURE, dated as of December 18, 2012, between Igloo Holdings Corporation, a Delaware corporation (the “Issuer”), and The Bank of New York Mellon Trust Company, N.A., a national banking corporation, as Trustee.
INDENTURE, dated as of December 18, 2012, between Igloo Holdings Corporation, a Delaware corporation (the “Issuer”), and The Bank of New York Mellon Trust Company, N.A., a national banking corporation, as Trustee.
May 4th, 2021 · Common Contracts · 400 similar CG Subsidiary Holdings L.L.C. – FORM OF SUBORDINATED INDENTURE Dated as of , 20 Among CARLYLE FINANCE L.L.C. THE GUARANTORS NAMED HEREIN and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE, dated as of , 20 among CARLYLE FINANCE L.L.C., a limited liability company duly organized and existing under the laws of Delaware (herein called the “Company”), each of the Guarantors named herein (the “Guarantors”) and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee (herein called the “Trustee”).
INDENTURE, dated as of , 20 among CARLYLE FINANCE L.L.C., a limited liability company duly organized and existing under the laws of Delaware (herein called the “Company”), each of the Guarantors named herein (the “Guarantors”) and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee (herein called the “Trustee”).
August 12th, 2008 · Common Contracts · 399 similar Affiliated Managers Group Inc – AFFILIATED MANAGERS GROUP, INC. AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE Dated as of August 6, 2008 3.95% Convertible Senior Notes due 2038 INDENTURE dated as of August 6, 2008 between Affiliated Managers Group, Inc., a Delaware corporation, as issuer (hereinafter sometimes called the “Company”, as more fully set forth in Section 1.01) and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (hereinafter sometimes called the “Trustee”, as more fully set forth in Section 1.01).
INDENTURE dated as of August 6, 2008 between Affiliated Managers Group, Inc., a Delaware corporation, as issuer (hereinafter sometimes called the “Company”, as more fully set forth in Section 1.01) and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (hereinafter sometimes called the “Trustee”, as more fully set forth in Section 1.01).
July 15th, 2019 · Common Contracts · 385 similar BrightSphere Investment Group Inc. – FORM OF INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [_________], 2019, by and between BrightSphere Investment Group Inc., a Delaware corporation (the “Company”), and [_________] (“Indemnitee”).
THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [_________], 2019, by and between BrightSphere Investment Group Inc., a Delaware corporation (the “Company”), and [_________] (“Indemnitee”).
November 19th, 2004 · Common Contracts · 380 similar Knobias, Inc. – REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 15, 2004 by and between KNOBIAS, INC., a Delaware corporation (the “Company”), and CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the “Investor”).
REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 15, 2004 by and between KNOBIAS, INC., a Delaware corporation (the “Company”), and CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the “Investor”).
September 12th, 2013 · Common Contracts · 337 similar Virtus Investment Partners, Inc. – Virtus Investment Partners, Inc. 1,129,032 Shares of Common Stock (par value $0.01 per share) Underwriting Agreement Virtus Investment Partners, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 1,129,032 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 169,354 additional shares (the “Optional Shares”) of Common Stock (par value $0.01 per share) (“Stock”), of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”.
Virtus Investment Partners, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 1,129,032 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 169,354 additional shares (the “Optional Shares”) of Common Stock (par value $0.01 per share) (“Stock”), of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”.
March 13th, 2014 · Common Contracts · 314 similar Nuveen Investments Holdings, Inc. – 91/8% SENIOR NOTES DUE 2017 This Indenture, dated as of September 19, 2012, is by and among Nuveen Investments, Inc., a Delaware corporation, each Guarantor (as defined herein), and U.S. Bank National Association, as trustee (the “Trustee”).
This Indenture, dated as of September 19, 2012, is by and among Nuveen Investments, Inc., a Delaware corporation, each Guarantor (as defined herein), and U.S. Bank National Association, as trustee (the “Trustee”).
May 14th, 2004 · Common Contracts · 303 similar Trading Solutions Com Inc – Contract THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAW AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL TO THE HOLDER OF THE SECURITIES (UNLESS THE ISSUER IN ITS SOLE DISCRETION DETERMINES TO USE ITS OWN COUNSEL), WITH ANY SUCH COUNSEL TO THE HOLDER AND ANY SUCH OPINION OF SUCH COUNSEL TO BE REASONABLY ACCEPTABLE TO THE ISSUER, THAT REGISTRATION OF SUCH NOTE UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAW AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL TO THE HOLDER OF THE SECURITIES (UNLESS THE ISSUER IN ITS SOLE DISCRETION DETERMINES TO USE ITS OWN COUNSEL), WITH ANY SUCH COUNSEL TO THE HOLDER AND ANY SUCH OPINION OF SUCH COUNSEL TO BE REASONABLY ACCEPTABLE TO THE ISSUER, THAT REGISTRATION OF SUCH NOTE UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
July 10th, 2019 · Common Contracts · 300 similar AssetMark Financial Holdings, Inc. – ASSETMARK FINANCIAL HOLDINGS, INC. [__] Shares of Common Stock Underwriting Agreement AssetMark Financial Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [__] shares of common stock, par value $0.001 per share (the “Common Stock”), of the Company, and the stockholder of the Company named in Schedule 2 hereto (the “Selling Stockholder”) proposes to sell to the several Underwriters an aggregate of [__] shares of Common Stock of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Stockholder proposes to sell, at the option of the Underwriters, up to an additional [__] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock
AssetMark Financial Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [__] shares of common stock, par value $0.001 per share (the “Common Stock”), of the Company, and the stockholder of the Company named in Schedule 2 hereto (the “Selling Stockholder”) proposes to sell to the several Underwriters an aggregate of [__] shares of Common Stock of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Stockholder proposes to sell, at the option of the Underwriters, up to an additional [__] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock
September 5th, 2019 · Common Contracts · 297 similar Apollo Global Management LLC – APOLLO GLOBAL MANAGEMENT, INC. and Trustee INDENTURE Dated as of , Providing for Issuance of Senior Debt Securities in Series THIS INDENTURE between APOLLO GLOBAL MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Company”) having its principal office at 9 West 57th Street, 43rd Floor, New York, New York 10019, and [ ], as trustee (hereinafter called the “Trustee”), is made and entered into as of , .
THIS INDENTURE between APOLLO GLOBAL MANAGEMENT, INC., a Delaware corporation (hereinafter called the “Company”) having its principal office at 9 West 57th Street, 43rd Floor, New York, New York 10019, and [ ], as trustee (hereinafter called the “Trustee”), is made and entered into as of , .
May 26th, 2009 · Common Contracts · 264 similar Invesco Ltd. – a Bermuda exempted limited company) 28,600,000 Common Shares PURCHASE AGREEMENT Invesco Ltd., a Bermuda exempted limited company (the “Company”), confirms its agreement with Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch and Citigroup Global Markets Inc. and Morgan Stanley & Co. Incorporated are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of common shares, par value $0.20 per share, of the Company (“Common Shares”) set forth in said Schedule A, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 4,290,000 ad
Invesco Ltd., a Bermuda exempted limited company (the “Company”), confirms its agreement with Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch and Citigroup Global Markets Inc. and Morgan Stanley & Co. Incorporated are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of common shares, par value $0.20 per share, of the Company (“Common Shares”) set forth in said Schedule A, and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 4,290,000 ad
December 16th, 2021 · Common Contracts · 255 similar TPG Partners, LLC – Signature Page to Fourth Amendment Agreement] THIRDFOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of November 12, 2020the Restatement Effective Date, among TPG HOLDINGS II, L.P., a Cayman IslandsDelaware limited partnership, acting through its general partner TPG Group Advisors (Cayman), Inc. as Borrower (the “Borrower”), TPG HOLDINGS I, L.P., TPG HOLDINGS II, L.P., TPG HOLDINGS II SUB, L.P., and TPG HOLDINGS III, L.P., TPG HOLDINGS I-A, LLC, TPG HOLDINGS II-A, LLC and TPG HOLDINGS III-A, L.P., acting through its general partner, TPG Holdings III-A, Inc., as Guarantors, the LENDERS party hereto and BANK OF AMERICA, N.A., as administrative agent (in such capacity, the “Administrative Agent”).
THIRDFOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of November 12, 2020the Restatement Effective Date, among TPG HOLDINGS II, L.P., a Cayman IslandsDelaware limited partnership, acting through its general partner TPG Group Advisors (Cayman), Inc. as Borrower (the “Borrower”), TPG HOLDINGS I, L.P., TPG HOLDINGS II, L.P., TPG HOLDINGS II SUB, L.P., and TPG HOLDINGS III, L.P., TPG HOLDINGS I-A, LLC, TPG HOLDINGS II-A, LLC and TPG HOLDINGS III-A, L.P., acting through its general partner, TPG Holdings III-A, Inc., as Guarantors, the LENDERS party hereto and BANK OF AMERICA, N.A., as administrative agent (in such capacity, the “Administrative Agent”).
June 13th, 2007 · Common Contracts · 249 similar Knobias, Inc. – SECURITY AGREEMENT SECURITY AGREEMENT, dated as of June 6, 2007 (this “Agreement”), among Knobias Inc., a Delaware corporation (the “Company”) and all of the Subsidiaries of the Company (such subsidiaries, the “Guarantors”) (the Company and Guarantors are collectively referred to as the “Debtors”) and the holder or holders of the Company’s Senior Secured Convertible Notes due June 6, 2010 in the original aggregate principal amount of $3,000,000 (the “Notes”), signatory hereto, their endorsees, transferees and assigns (collectively referred to as, the “Secured Parties”).
SECURITY AGREEMENT, dated as of June 6, 2007 (this “Agreement”), among Knobias Inc., a Delaware corporation (the “Company”) and all of the Subsidiaries of the Company (such subsidiaries, the “Guarantors”) (the Company and Guarantors are collectively referred to as the “Debtors”) and the holder or holders of the Company’s Senior Secured Convertible Notes due June 6, 2010 in the original aggregate principal amount of $3,000,000 (the “Notes”), signatory hereto, their endorsees, transferees and assigns (collectively referred to as, the “Secured Parties”).
May 18th, 2020 · Common Contracts · 247 similar Sculptor Capital Management, Inc. – SCULPTOR CAPITAL MANAGEMENT, INC. And as Trustee INDENTURE Dated as of , INDENTURE, dated as of , by and between Sculptor Capital Management, Inc., a Delaware corporation, as Issuer (the “Company”), and , a , organized under the laws of, as Trustee (the “Trustee”).
INDENTURE, dated as of , by and between Sculptor Capital Management, Inc., a Delaware corporation, as Issuer (the “Company”), and , a , organized under the laws of, as Trustee (the “Trustee”).
August 26th, 2019 · Common Contracts · 245 similar Houlihan Lokey, Inc. – CREDIT AGREEMENT Dated as of August 23, 2019 among HOULIHAN LOKEY, INC., as the Borrower, CERTAIN DOMESTIC SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as the Administrative Agent and the L/C Issuer and THE... This CREDIT AGREEMENT is entered into as of August 23, 2019 among HOULIHAN LOKEY, INC., a Delaware corporation (the “Borrower”), the Guarantors (defined herein), the Lenders (defined herein), and BANK OF AMERICA, N.A., as the Administrative Agent and the L/C Issuer.
This CREDIT AGREEMENT is entered into as of August 23, 2019 among HOULIHAN LOKEY, INC., a Delaware corporation (the “Borrower”), the Guarantors (defined herein), the Lenders (defined herein), and BANK OF AMERICA, N.A., as the Administrative Agent and the L/C Issuer.
June 5th, 2020 · Common Contracts · 237 similar Affiliated Managers Group, Inc. – AFFILIATED MANAGERS GROUP, INC. Affiliated Managers Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $350,000,000 aggregate principal amount of its 3.300% Senior Notes due 2030 (the “Securities”). The Securities will be issued pursuant to a base indenture to be dated as of June 5, 2020, as supplemented by a First Supplemental Indenture to be dated as of June 5, 2020 (collectively, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
Affiliated Managers Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $350,000,000 aggregate principal amount of its 3.300% Senior Notes due 2030 (the “Securities”). The Securities will be issued pursuant to a base indenture to be dated as of June 5, 2020, as supplemented by a First Supplemental Indenture to be dated as of June 5, 2020 (collectively, the “Indenture”), each between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
June 5th, 2006 · Common Contracts · 222 similar National Investment Managers Inc. – REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of May 30 2006, by and between NATIONAL INVESTMENT MANAGERS INC., a Florida corporation (the "Company"), and Laurus Master Fund, Ltd. (the...