May 23rd, 2012 · Common Contracts · 223 similar ETF Series Solutions – CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this 16th day of May, 2012, by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
THIS AGREEMENT is made and entered into as of this 16th day of May, 2012, by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
January 28th, 2022 · Common Contracts · 155 similar ETF Series Solutions – ETF SERIES SOLUTIONS INVESTMENT ADVISORY AGREEMENT This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 20th day of January, 2022 by and between ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust, and Grayscale Advisors, LLC, a Delaware limited liability company with its principal place of business at 290 Harbor Drive, 4th Floor, Stamford, Connecticut 06902 (the “Adviser”).
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 20th day of January, 2022 by and between ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust, and Grayscale Advisors, LLC, a Delaware limited liability company with its principal place of business at 290 Harbor Drive, 4th Floor, Stamford, Connecticut 06902 (the “Adviser”).
December 17th, 2021 · Common Contracts · 95 similar Investment Managers Series Trust II – FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLC THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
January 21st, 2021 · Common Contracts · 79 similar First Trust Exchange-Traded Fund Iv – Investment Management Agreement Investment Management Agreement made this 13th day of August, 2019, by and between First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
Investment Management Agreement made this 13th day of August, 2019, by and between First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
April 24th, 2019 · Common Contracts · 70 similar ETF Series Solutions – ETF SERIES SOLUTIONS This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 11th day of April, 2019 by and between Acquirers Funds, LLC, a California limited liability company with its principal place of business at 415 North Camden Drive, Suite 223, Beverly Hills, California 90210 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and CSat Investment Advisory, L.P., doing business as Exponential ETFs, a Delaware limited partnership with its principal place of business located at 625 Avis Drive, Ann Arbor, Michigan 48108 (the “Sub-Adviser”).
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 11th day of April, 2019 by and between Acquirers Funds, LLC, a California limited liability company with its principal place of business at 415 North Camden Drive, Suite 223, Beverly Hills, California 90210 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and CSat Investment Advisory, L.P., doing business as Exponential ETFs, a Delaware limited partnership with its principal place of business located at 625 Avis Drive, Ann Arbor, Michigan 48108 (the “Sub-Adviser”).
August 9th, 2019 · Common Contracts · 57 similar ETF Series Solutions – DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (the “Agreement”) is between ETF Series Solutions (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Beyond Investing, LLC (the “Adviser”), the investment adviser to the series of the Trust listed in Schedule A hereto (each, a “Fund”, and collectively, the “Funds”), is a party hereto with respect to Article 5.
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is between ETF Series Solutions (the “Trust”), a Delaware statutory trust, and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. Beyond Investing, LLC (the “Adviser”), the investment adviser to the series of the Trust listed in Schedule A hereto (each, a “Fund”, and collectively, the “Funds”), is a party hereto with respect to Article 5.
December 7th, 2021 · Common Contracts · 55 similar ETF Series Solutions – ETF SERIES SOLUTIONS INVESTMENT SUB-ADVISORY AGREEMENT with Toroso Investments, LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 21st day of April, 2021 by and between Acquirers Funds, LLC, a California limited liability company with its principal place of business at 415 North Camden Drive, Suite 223, Beverly Hills, California 90210 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and Toroso Investments, LLC, a Delaware limited liability company with its principal place of business located at 898 N. Broadway, Suite 2, Massapequa, New York 11758 (the “Sub-Adviser”).
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 21st day of April, 2021 by and between Acquirers Funds, LLC, a California limited liability company with its principal place of business at 415 North Camden Drive, Suite 223, Beverly Hills, California 90210 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and Toroso Investments, LLC, a Delaware limited liability company with its principal place of business located at 898 N. Broadway, Suite 2, Massapequa, New York 11758 (the “Sub-Adviser”).
October 28th, 2021 · Common Contracts · 53 similar ETF Series Solutions – ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made effective as of the closing of the Transaction (as defined below) (the “Closing Date”), by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 E Michigan, Milwaukee WI 53202, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E Kilbourn, Suite 2200, Milwaukee WI 53202.
This Distribution Agreement (the “Agreement”) is made effective as of the closing of the Transaction (as defined below) (the “Closing Date”), by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 E Michigan, Milwaukee WI 53202, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E Kilbourn, Suite 2200, Milwaukee WI 53202.
December 17th, 2021 · Common Contracts · 46 similar Investment Managers Series Trust II – SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND CHANGE FINANCE, P.B.C. THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Change Finance P.B.C., a [public benefit corporation] with its principal office and place of business at 705 Grand View Drive, Alexandria, Virginia 22305 (the “Sub-advisor”).
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Change Finance P.B.C., a [public benefit corporation] with its principal office and place of business at 705 Grand View Drive, Alexandria, Virginia 22305 (the “Sub-advisor”).
January 28th, 2022 · Common Contracts · 42 similar ETF Series Solutions – ETF SERIES SOLUTIONS INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of JANUARY 20, 2022 by and among GRAYSCALE ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 290 Harbor Drive, 4th Floor, Stamford, Connecticut 06902 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and VIDENT INVESTMENT ADVISORY, LLC, a Delaware limited liability company with its principal place of business located at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009 (the “Sub-Adviser”).
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of JANUARY 20, 2022 by and among GRAYSCALE ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 290 Harbor Drive, 4th Floor, Stamford, Connecticut 06902 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and VIDENT INVESTMENT ADVISORY, LLC, a Delaware limited liability company with its principal place of business located at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009 (the “Sub-Adviser”).
December 17th, 2021 · Common Contracts · 23 similar Investment Managers Series Trust II – FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST II This Authorized Participant Agreement (the “Agreement”) is entered into by and between IMST Distributors, LLC, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Investment Managers Series Trust II (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
This Authorized Participant Agreement (the “Agreement”) is entered into by and between IMST Distributors, LLC, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Investment Managers Series Trust II (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
May 23rd, 2012 · Common Contracts · 23 similar ETF Series Solutions – TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 16th day of May, 2012, by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
THIS AGREEMENT is made and entered into as of this 16th day of May, 2012, by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
December 26th, 2019 · Common Contracts · 22 similar ETF Series Solutions – DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of November 11, 2019, between ETF Series Solutions, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
THIS AGREEMENT is made as of November 11, 2019, between ETF Series Solutions, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
March 5th, 2021 · Common Contracts · 21 similar Tidal ETF Trust – INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made as of __ , 2021, by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”).
This Investment Advisory Agreement (the “Agreement”) is made as of __ , 2021, by and between Tidal ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”).
December 21st, 2016 · Common Contracts · 16 similar ETF Series Solutions – SECURITIES LENDING AGREEMENT THIS SECURITIES LENDING AGREEMENT ("Agreement") is made and entered into effective as of February 29, 2016, by and between U.S. BANK NATIONAL ASSOCIATION ("Bank") and ETF SERIES SOLUTIONS, a Delaware statutory trust, on behalf of each respective series identified in Exhibit A attached hereto and made a part hereof (each such series hereinafter referred to as a separate "Customer"), as such Exhibit A may be amended by the parties from time to time.
THIS SECURITIES LENDING AGREEMENT ("Agreement") is made and entered into effective as of February 29, 2016, by and between U.S. BANK NATIONAL ASSOCIATION ("Bank") and ETF SERIES SOLUTIONS, a Delaware statutory trust, on behalf of each respective series identified in Exhibit A attached hereto and made a part hereof (each such series hereinafter referred to as a separate "Customer"), as such Exhibit A may be amended by the parties from time to time.
July 31st, 2020 · Common Contracts · 13 similar Alpha Architect ETF Trust – INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made by and between Alpha Architect ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the fund or funds listed on Schedule A attached hereto (individually, a “Fund,” and collectively, the “Funds”) , and Empowered Funds, LLC, a Pennsylvania limited liability company (the “Adviser”).
THIS AGREEMENT, made by and between Alpha Architect ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the fund or funds listed on Schedule A attached hereto (individually, a “Fund,” and collectively, the “Funds”) , and Empowered Funds, LLC, a Pennsylvania limited liability company (the “Adviser”).
July 31st, 2020 · Common Contracts · 13 similar Alpha Architect ETF Trust – ALPHA ARCHITECT ETF TRUST This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 28th day of July, 2020, by and between Empowered Funds, LLC, a Pennsylvania limited liability company with its principal place of business at 213 Foxcroft Road, Broomall, Pennsylvania 19008 (the “Adviser”), Alpha Architect ETF Trust (the “Trust”), and Gadsden, LLC, a Delaware limited liability company with its principal place of business located at 656 E. Swedesford Road, Suite 301, Wayne, Pennsylvania 19087 (the “Sub-Adviser”).
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 28th day of July, 2020, by and between Empowered Funds, LLC, a Pennsylvania limited liability company with its principal place of business at 213 Foxcroft Road, Broomall, Pennsylvania 19008 (the “Adviser”), Alpha Architect ETF Trust (the “Trust”), and Gadsden, LLC, a Delaware limited liability company with its principal place of business located at 656 E. Swedesford Road, Suite 301, Wayne, Pennsylvania 19087 (the “Sub-Adviser”).
February 17th, 2012 · Common Contracts · 11 similar ETF Series Solutions – ETF Series Solutions A Delaware Statutory Trust AGREEMENT AND DECLARATION OF TRUST February 17, 2012
March 24th, 2021 · Common Contracts · 11 similar Arrow Investments Trust – INVESTMENT ADVISORY AGREEMENT Agreement made as of March 22, 2021, between ARROW INVESTMENT TRUST, a Delaware statutory trust (“Trust”), and ARROW INVESTMENT ADVISORS, LLC (“Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
Agreement made as of March 22, 2021, between ARROW INVESTMENT TRUST, a Delaware statutory trust (“Trust”), and ARROW INVESTMENT ADVISORS, LLC (“Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
January 21st, 2021 · Common Contracts · 10 similar First Trust Exchange-Traded Fund Iv – Investment Sub-Advisory Agreement This Investment Sub-Advisory Agreement (this “Agreement”), dated is by and among First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and Cboe Vest Financial LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
This Investment Sub-Advisory Agreement (this “Agreement”), dated is by and among First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and Cboe Vest Financial LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
May 23rd, 2012 · Common Contracts · 9 similar ETF Series Solutions – A SERIES OF ETF SERIES SOLUTIONS FORM OF AUTHORIZED PARTICIPANT AGREEMENT QUASAR DISTRIBUTORS, LLC MILWAUKEE, WI 53202 This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC(the “Index Receipt Agent”) as index receipt agent for _______________ ETF, a separate series of ETF Series Solutions (the “Trust” and, together with the Distributor, Participant, Index Receipt Agent, and Trust, the “Parties”).
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC(the “Index Receipt Agent”) as index receipt agent for _______________ ETF, a separate series of ETF Series Solutions (the “Trust” and, together with the Distributor, Participant, Index Receipt Agent, and Trust, the “Parties”).
January 28th, 2022 · Common Contracts · 8 similar ETF Series Solutions – AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENT THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the "Agreement"), is entered into as of the last date on the signature page, by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the "Agreement"), is entered into as of the last date on the signature page, by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
November 10th, 2021 · Common Contracts · 5 similar ETF Series Solutions – ETF SERIES SOLUTIONS INVESTMENT SUB-ADVISORY AGREEMENT with Penserra Capital Management, LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 14th day of October, 2021 by and between INHERENT WEALTH FUND LLC, a California limited liability company with its principal place of business at Four Embarcadero Center, Suite 1400, San Francisco, California 94111 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and PENSERRA CAPITAL MANAGEMENT, LLC, a New York Limited Liability Company with its principal place of business located at 4 Orinda Way, Suite 100-A, Orinda, California 94563 (the “Sub-Adviser”).
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 14th day of October, 2021 by and between INHERENT WEALTH FUND LLC, a California limited liability company with its principal place of business at Four Embarcadero Center, Suite 1400, San Francisco, California 94111 (the “Adviser”), ETF SERIES SOLUTIONS (the “Trust”), and PENSERRA CAPITAL MANAGEMENT, LLC, a New York Limited Liability Company with its principal place of business located at 4 Orinda Way, Suite 100-A, Orinda, California 94563 (the “Sub-Adviser”).
November 9th, 2018 · Common Contracts · 5 similar ETF Series Solutions – AUTHORIZED PARTICIPANT AGREEMENT ETF SERIES SOLUTIONS This Authorized Participant Agreement (the “Agreement”) is entered into by and between Compass Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by ETF Series Solutions (the “Trust”), a series trust offering a number of portfolios of securities for which the Distributor is the distributor of such series (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, th
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Compass Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by ETF Series Solutions (the “Trust”), a series trust offering a number of portfolios of securities for which the Distributor is the distributor of such series (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, th
December 27th, 2018 · Common Contracts · 4 similar ETF Series Solutions – ETF SERIES SOLUTIONS Fee Waiver Agreement December 18, 2018 THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”), on behalf of the Deep Value ETF (the “Fund”), a series of the Trust, and Exchange Traded Concepts, LLC (the “Adviser”), the Fund’s investment adviser.
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”), on behalf of the Deep Value ETF (the “Fund”), a series of the Trust, and Exchange Traded Concepts, LLC (the “Adviser”), the Fund’s investment adviser.
June 4th, 2018 · Common Contracts · 4 similar ETF Series Solutions – AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENT THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
December 23rd, 2020 · Common Contracts · 3 similar ETF Series Solutions – DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), ETF Series Solutions (the “Fund Company”), and Exchange Traded Concepts, LLC (the “Adviser”).
THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), ETF Series Solutions (the “Fund Company”), and Exchange Traded Concepts, LLC (the “Adviser”).
September 29th, 2020 · Common Contracts · 2 similar ETF Series Solutions – Fee Waiver Agreement September 29, 2020 THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”), on behalf of the ClearShares OCIO ETF (“OCIO”), a series of the Trust, and ClearShares, LLC (the “Adviser”), OCIO’s investment adviser.
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”), on behalf of the ClearShares OCIO ETF (“OCIO”), a series of the Trust, and ClearShares, LLC (the “Adviser”), OCIO’s investment adviser.
November 23rd, 2021 · Common Contracts · 2 similar ETF Series Solutions – AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENT THIS AMENDMENT to the Fund Administration Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AMENDMENT to the Fund Administration Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
April 24th, 2019 · Common Contracts · 2 similar ETF Series Solutions – CHIEF COMPLIANCE OFFICER AGREEMENT by and between U.S. BANCORP FUND SERVICES, LLC, ETF SERIES SOLUTIONS, and JAMES R. BUTZ Amended and Restated April 12, 2019 SCHEDULE OF FUNDS OF TRUST FOR WHICH COMPLIANCE OFFICER IS DESIGNATED AND APPOINTED TO THE... AAM S&P Developed Markets High Dividend Value ETF Advisors Asset Management, Inc. Vident Investment Advisory, LLC October 4, 2018
AAM S&P Developed Markets High Dividend Value ETF Advisors Asset Management, Inc. Vident Investment Advisory, LLC October 4, 2018
July 31st, 2020 · Common Contracts · 2 similar Alpha Architect ETF Trust – FORM OF SIXTH AMENDMENT TO THE ALPHA ARCHITECT ETF TRUST DISTRIBUTION AGREEMENT THIS SIXTH AMENDMENT effective as of the last date on the signature block, to the Distribution Agreement, dated as of October 8, 2014 (the “Agreement”) is entered into by and between Alpha Architect ETF Trust (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company.
THIS SIXTH AMENDMENT effective as of the last date on the signature block, to the Distribution Agreement, dated as of October 8, 2014 (the “Agreement”) is entered into by and between Alpha Architect ETF Trust (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company.
June 21st, 2016 · Common Contracts · 2 similar ETF Series Solutions – AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENT THIS AMENDMENT dated as of the 18th day of February, 2016, to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AMENDMENT dated as of the 18th day of February, 2016, to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
December 26th, 2019 · Common Contracts · 2 similar ETF Series Solutions – ETF SERIES SOLUTIONS (VIDENT ADVISORY SERIES) AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC, as transfer agent (the “Transfer Agent”). ETF Series Solutions (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios managed by Vident Advisory, LLC (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
This Authorized Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC, as transfer agent (the “Transfer Agent”). ETF Series Solutions (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios managed by Vident Advisory, LLC (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
August 5th, 2016 · Common Contracts · 2 similar ETF Series Solutions – EXHIBIT A to the CHIEF COMPLIANCE OFFICER AGREEMENT by and between U.S. BANCORP FUND SERVICES, LLC, ETF SERIES SOLUTIONS, and JAMES R. BUTZ Amended and Restated August 3, 2016 SCHEDULE OF FUNDS OF TRUST FOR WHICH COMPLIANCE OFFICER IS DESIGNATED AND...
March 15th, 2019 · Common Contracts · 2 similar ETF Series Solutions – ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT, dated as of the 19th day of Febuary, 2019, to the Transfer Agent Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIS AMENDMENT, dated as of the 19th day of Febuary, 2019, to the Transfer Agent Servicing Agreement dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).